| 12-00809 | 05/28/2013 | Claimant(s): Fae Silver
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Paul H. Lamboley, Merrill Dean Taylor, John G. Manley
Hearing Site: Las Vegas, NV
|  | Expungement |
| 11-03853 | 05/24/2013 | Claimant(s): Estate of Marjorie Christian
Claimant Lawyers(s): Howard Christian
Respondent(s): Angelo Anello, Brian Lannigan, Christopher Foley, Merrill Lynch Pierce Fenner & Smith Inc., Patrick Sands, Tracy Maynor
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Mary C. Kelleher, June Y. Kilmarx, William I. Carmen
Hearing Site: Boston, MA
| | $0 |
| 12-01769 | 04/15/2013 | Claimant(s): Joshua Segue
Claimant Lawyers(s): Joshua Pierre Segue
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, J. G. Long
Hearing Site: Atlanta, GA
| | $0 |
| 12-00976 | 03/28/2013 | Claimant(s): Charles Tilghman
Claimant Lawyers(s): Charles S. Tilghman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04476 | 08/17/2012 | Claimant(s): Debra Korbelik, Robert Korbelik, Brian Joseph Korbelik 2000 Trust, Brian Joseph Korbelik 2007 Trust, Debra A. Korbelik Trust, Jason Kyle Korbelik 2000 Trust, Jason Kyle Korbelik 2007 Trust, Robert B. Korbelik Trust
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): David Barberis, Gregory Richardson, Melissa Corrado Harrison, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day, Tara A. LaClair
Arbitrator(s): Gene R. Thornton, Donald N. Tolin, David L. Erickson
Hearing Site: Denver, CO
| | $0 |
| 10-01149 | 06/10/2011 | Claimant(s): Ellen Brown
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Neuberger Berman LLC
Respondent Lawyers(s): Mitchell Albert, Tara A. LaClair
Arbitrator(s): Herbert Leslie Greenberg, Vincent J. Natoli, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 09-07161 | 03/31/2011 | Claimant(s): Mary Brandin, Mary Elliott Brandin Trust
Claimant Lawyers(s): John A. Klobasa
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Marilyn T. Selby, Robert J. Bohle, David B. Lacks
Hearing Site: St. Louis, MO
| | $470,500 |
| 09-04880 | 03/09/2011 | Claimant(s): Craig & Kathleen Juntunen Living Trust
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Jeffry Korte, Merrill Lynch Pierce Fenner & Smith Inc., Richard Wilson
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Joe S. Tarrer, Cynthia B. Stone, Amy L. Wachs
Hearing Site: Phoenix, AZ
| | Expungement |
| 08-02325 | 10/22/2009 | Claimant(s): Pamela Whitney
Claimant Lawyers(s): Steven M. Harris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Estate of Mary Whitney, Estate of Suzanne Whitney
Respondent Lawyers(s): Steven M. Harris, Tara A. LaClair
Arbitrator(s): Robert D. Garrett, Billy H. Ware, G. Maynard Green
Hearing Site: Oklahoma City, OK
| | $0 |
