| 20-02099 | 02/23/2022 | Claimant(s): Kevin O'Neill
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Mark Kolta
Respondent Lawyers(s): Tosh Grebenik
Arbitrator(s): Richard W. Vallario, Lori H. Carena, Gerald M. Levine
Hearing Site: New York, NY
|  | $0 |
| 18-03033 | 10/18/2019 | Claimant(s): Paul Leyder
Claimant Lawyers(s): Darryl Bouganim
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Richard W. Vallario, Fred S. Pieroni, Francis Carling
Hearing Site: New York, NY
| | $270,329 |
| 12-04083 | 07/11/2017 | Claimant(s): Denise Hoffman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Gary Zwetchkenbaum, Gilford Securities Incorporated
Respondent Lawyers(s): David S. Richan, Eric J. Sussman
Arbitrator(s): Richard W. Vallario, Irwin Kahn, Anna Lascar
Hearing Site: New York, NY
| | $206,783 |
| 12-01702 | 05/30/2014 | Claimant(s): Robert Pritsker
Claimant Lawyers(s): Robert Pritsker
Respondent(s): American General Equity Services Corp., Manor House Capital LLC
Respondent Lawyers(s): Joseph Dever, Michael A. Valerio
Arbitrator(s): Richard W. Vallario, Peter P. Skomorowsky, R. Peyton Gibson
Hearing Site: New York, NY
| | $0 |
| 12-02943 | 05/28/2014 | Claimant(s): Alfred and Frances Woods
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Richard W. Vallario, Joseph J. Arata, John Carl Cirincion
Hearing Site: New York, NY
| | Expungement |
| 12-02597 | 10/02/2013 | Claimant(s): William Roache
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): John Macrone
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Richard W. Vallario, Howard L. Sobel, Amy Banet
Hearing Site: New York, NY
| | $699,394 |
| 12-00563 | 09/07/2012 | Claimant(s): Zhenzhou Wang and Min Cao
Claimant Lawyers(s): Zhenzhou Wang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Ann Aylesworth
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
| | $213 |
