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FINRA Awards for Ryan Cook

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0100410/22/2024Claimant(s): Douglas McCredy, Gregory Dente
Claimant Lawyers(s): Ryan Cook
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Louis Arnold Russo
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
21-0226102/06/2023Claimant(s): Rahim Jiwa
Claimant Lawyers(s): Ryan Cook
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen
Hearing Site: Houston, TX
Checkmark IconExpungement
17-0320906/29/2018Claimant(s): James Ward
Claimant Lawyers(s): Ryan Cook
Respondent(s): Fmsbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
Checkmark IconStipulated Award
15-0015608/30/2016Claimant(s): Michael Hammel
Claimant Lawyers(s): Ryan Cook
Respondent(s): Michael Regina
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Mary Margaret Bush, Ralph L. Jacobson, Eric Carl Aker
Hearing Site: San Francisco, CA
Checkmark Icon$183,232
15-0111905/19/2016Claimant(s): Joseph Rothbauer
Claimant Lawyers(s): Ryan Cook
Respondent(s): Hector Perez
Respondent Lawyers(s): Hector Perez
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$120,148
14-0277203/01/2016Claimant(s): Derek Mangin, Earl Mangin, Heidi Mangin, Custodian for Alicia Mangin, Custodian for Jake McBride, Custodian for Keirsten Mangin, Custodian for Tiffany Mangin
Claimant Lawyers(s): Ryan Cook
Respondent(s): Malcolm Segal
Respondent Lawyers(s): Malcolm Segal
Arbitrator(s):
Hearing Site: Philadelphia, PA
Checkmark Icon$1,583,300
13-0036612/08/2014Claimant(s): Michael Hammel, Michael D. Hammel IRA
Claimant Lawyers(s): Ryan Cook, Samuel B. Edwards
Respondent(s): James Bernthal, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Financial Group
Respondent Lawyers(s): James Rhys Bernthal, Kevin Sharma, Qi Huang, Stephen Grivas, Upinder Kumar Sharma
Arbitrator(s): Kathryn J. Toronto, Barbara M. Anscher, Clifford A. Threlkeld
Hearing Site: San Francisco, CA
Checkmark Icon$182,932
13-0154507/16/2014Claimant(s): Gloria Kirby, Beneficiary to the Maynard J. Kirby IRA, Gloria M. Kirby IRA
Claimant Lawyers(s): Robert A. Kantas, Ryan Cook
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): John A. Baynes, Stephen P. Hoffman, James Edwin Jackson
Hearing Site: Columbia, SC
Checkmark IconExpungement
12-0359109/27/2013Claimant(s): Sherine Smith
Claimant Lawyers(s): Ryan Cook
Respondent(s): Linford Brown
Respondent Lawyers(s): Joel A. Sweetbaum
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
Checkmark Icon$22,231

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