FINRA Awards for Ryan Cook

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02261	02/06/2023	Claimant(s): Rahim Jiwa Claimant Lawyers(s): Ryan Cook Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen Hearing Site: Houston, TX		Expungement
17-03209	06/29/2018	Claimant(s): James Ward Claimant Lawyers(s): Ryan Cook Respondent(s): Fmsbonds. Respondent Lawyers(s): Sydney A. Marks Arbitrator(s): Morton S. Bunis Hearing Site: Newark, NJ		Stipulated Award
15-00156	08/30/2016	Claimant(s): Michael Hammel Claimant Lawyers(s): Ryan Cook Respondent(s): Michael Regina Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Mary Margaret Bush, Ralph L. Jacobson, Eric Carl Aker Hearing Site: San Francisco, CA		$183,232
15-01119	05/19/2016	Claimant(s): Joseph Rothbauer Claimant Lawyers(s): Ryan Cook Respondent(s): Hector Perez Respondent Lawyers(s): Hector Perez Arbitrator(s): William R. Jonson Hearing Site: Houston, TX		$120,148
14-02772	03/01/2016	Claimant(s): Derek Mangin, Earl Mangin, Heidi Mangin, Custodian for Alicia Mangin, Custodian for Jake McBride, Custodian for Keirsten Mangin, Custodian for Tiffany Mangin Claimant Lawyers(s): Ryan Cook Respondent(s): Malcolm Segal Respondent Lawyers(s): Malcolm Segal Arbitrator(s): Hearing Site: Philadelphia, PA		$1,583,300
13-00366	12/08/2014	Claimant(s): Michael Hammel, Michael D. Hammel IRA Claimant Lawyers(s): Ryan Cook, Samuel B. Edwards Respondent(s): James Bernthal, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Financial Group Respondent Lawyers(s): James Rhys Bernthal, Kevin Sharma, Qi Huang, Stephen Grivas, Upinder Kumar Sharma Arbitrator(s): Kathryn J. Toronto, Barbara M. Anscher, Clifford A. Threlkeld Hearing Site: San Francisco, CA		$182,932
13-01545	07/16/2014	Claimant(s): Gloria Kirby, Beneficiary to the Maynard J. Kirby IRA, Gloria M. Kirby IRA Claimant Lawyers(s): Robert A. Kantas, Ryan Cook Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): John A. Baynes, Stephen P. Hoffman, James Edwin Jackson Hearing Site: Columbia, SC		Expungement
12-03591	09/27/2013	Claimant(s): Sherine Smith Claimant Lawyers(s): Ryan Cook Respondent(s): Linford Brown Respondent Lawyers(s): Joel A. Sweetbaum Arbitrator(s): S. Charles Tabak Hearing Site: Newark, NJ		$22,231