| 14-00224 | 10/03/2014 | Claimant(s): Richard Altschul
Claimant Lawyers(s): Richard Altschul
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael Zwirko
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
|  | $0 |
| 14-00680 | 09/23/2014 | Claimant(s): Nancy Ferraton, Ronald Ferraton
Claimant Lawyers(s): Nancy Ferraton, Ronald Ferraton
Respondent(s): Jay Lustig
Respondent Lawyers(s): Jay Howard Lustig
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $5,573 |
| 12-03948 | 05/05/2014 | Claimant(s): Estate of Matteo Mosca
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Edith M. Novack, Linda J. Baer, Sherrill Ruth Austin
Hearing Site: Newark, NJ
| | Expungement |
| 13-02201 | 03/26/2014 | Claimant(s): Joel Steinman
Claimant Lawyers(s): Joel Steinman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $0 |
| 11-02201 | 12/11/2013 | Claimant(s): Jeffery Citron, Ron Purpora, Steve McDermott, KEC Holdings, RGP Capital, SMCB Capital, Kyra Elise Citron 1999 Descendants Annui, Noah Aidan Citron 1999 Descendants Annui
Claimant Lawyers(s): Loren Schechter
Respondent(s): Deutsche Bank Securities., James Solano, Deutsche Bank Alex. Brown
Respondent Lawyers(s): Aryeh L. Kaufman, Joshua Klein
Arbitrator(s): Charles A. Crocco, John E. Shine, Edith M. Novack
Hearing Site: Newark, NJ
| | $0 |
| 12-01398 | 11/13/2013 | Claimant(s): Janet M. Di Palma
Claimant Lawyers(s): Carlos A. Di Palma
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Sheldon M. Finkelstein, Edith M. Novack, Miriam Lefkowitz
Hearing Site: Newark, NJ
| | Expungement |
| 12-03708 | 10/15/2013 | Claimant(s): Sheryl Einsiedler
Claimant Lawyers(s): Robyne D. LaGrotta
Respondent(s): Royal Alliance Associates., Vincent Collaso
Respondent Lawyers(s): Steve F. Mellen
Arbitrator(s): Karimu F. Hill-Harvey, Edith M. Novack, Stewart E. Winner
Hearing Site: Newark, NJ
| | Expungement |
| 11-04729 | 12/10/2012 | Claimant(s): David Holtzman and Susan Holtzman
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | Expungement |
| 11-01514 | 08/21/2012 | Claimant(s): James Skidmore, Peggy Skidmore
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Craig Scott Bartlett, Edith M. Novack, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 10-03335 | 05/31/2012 | Claimant(s): Lionel Winograd
Claimant Lawyers(s): Lionel Winograd
Respondent(s): David Powers, Citigroup Global Markets., Lisa Brandes
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sheldon M. Finkelstein, Donald C. Geiszler, Edith M. Novack
Hearing Site: Newark, NJ
| | $0 |
