| 10-03876 | 06/28/2011 | Claimant(s): Keith Minnema
Claimant Lawyers(s): David E. Robbins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Walter A. Kapuscinski, Morton S. Bunis, Neal D. Baker
Hearing Site: Newark, NJ
|  | Expungement |
| 10-03436 | 06/15/2011 | Claimant(s): Barbara Vavrina, Janice Vavrina, Randall Vavrina, Randall E. Vavrina Trust Account
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): James A. Hayes, Bryan L. Johnson, Rebecca Sue Abell-Brown
Hearing Site: Omaha, NE
| | $0 |
| 10-01620 | 05/05/2011 | Claimant(s): Donald Eckrod
Claimant Lawyers(s): W. Scott Greco
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter B. Vaden, Timothy P. Bogan, Christopher M. McMurray
Hearing Site: Richmond, VA
| | Expungement |
| 10-03172 | 05/05/2011 | Claimant(s): Leonard A. Miller Roth IRA E*Trade Cust.
Claimant Lawyers(s): Leonard A. Miller
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $76 |
| 09-06565 | 05/02/2011 | Claimant(s): Nicholas Palumbo
Claimant Lawyers(s): Nicholas Palumbo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Gordon M. Wase, James T. McLaughlin, John E. Felch
Hearing Site: Philadelphia, PA
| | $0 |
| 09-01923 | 03/14/2011 | Claimant(s): Ben Joseph Trust (UA DTD 12/31/82, Epstein Real Estate Advisory Ret. Trust
Claimant Lawyers(s): Peter A. Lagorio
Respondent(s): Adam Gutman, E*Trade Securities LLC
Respondent Lawyers(s): Richard Michaud
Arbitrator(s): Pete S. Michaels, Arthur J. Giacomarra, Steven S. Manos
Hearing Site: Boston, MA
| | Stipulated Award and Expungement |
| 09-06115 | 03/04/2011 | Claimant(s): John W Oughtred
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): E*Trade Securities LLC, Stuart Torrey
Respondent Lawyers(s): Edward D. Totino
Arbitrator(s): Carl G. Mohr
Hearing Site: Denver, CO
| | Expungement |
| 10-03331 | 02/16/2011 | Claimant(s): John Yousef
Claimant Lawyers(s): John Yousef
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Alex H. Keller
Hearing Site: Cleveland, OH
| | $0 |
| 10-00243 | 01/28/2011 | Claimant(s): Michael Patnode
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Jerry Anderson, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | Expungement |
| 09-00381 | 01/26/2011 | Claimant(s): Thomas Meyer
Claimant Lawyers(s): Thomas J. Meyer
Respondent(s): Christopher Bingham, Jean-Michel Robiou, E*Trade Securities LLC, Michael Steinrich
Respondent Lawyers(s): Craig A. Saunders, Meredith A. Felde
Arbitrator(s): Peter Svorinic, Susan E. Maloney, Frank E. Wolf
Hearing Site: Manchester, NH
| | Expungement |
