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FINRA Awards for Ben Joseph Trust (UA DTD 12/31/82

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0192303/14/2011Claimant(s): Ben Joseph Trust (UA DTD 12/31/82, Epstein Real Estate Advisory Ret. Trust
Claimant Lawyers(s): Peter A. Lagorio
Respondent(s): Adam Gutman, E*Trade Securities LLC
Respondent Lawyers(s): Richard Michaud
Arbitrator(s): Pete S. Michaels, Arthur J. Giacomarra, Steven S. Manos
Hearing Site: Boston, MA
Checkmark IconStipulated Award and Expungement

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