| 23-01752 | 06/14/2024 | Claimant(s): Steven Smith
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Joyce L. Hurley, Dana L. Bigman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
| 23-00420 | 04/24/2024 | Claimant(s): Leonid Krimotat, Sima Bergelson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 21-02849 | 08/03/2022 | Claimant(s): Jeffrey Maier, Charlotte M. Maier IRA
Claimant Lawyers(s): Charlotte M. Maier, Jeffrey S. Maier
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Herbert Liberman
Hearing Site: Albuquerque, NM
| | $0 |
| 20-01066 | 12/22/2021 | Claimant(s): Edward Newman
Claimant Lawyers(s): Edward K. Newman
Respondent(s): Aja Hallin, Beth Kirkland, Elizabeth Roberts, Wells Fargo Clearing Services, Kevin Smith, Sanford Smith, Theresa Machi, Tomm Hudson
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Mary Margaret Bush, David I. Levine, Christopher Cother Powers
Hearing Site: San Francisco, CA
| | $0 |
| 20-03792 | 05/20/2021 | Claimant(s): Charles Fremont
Claimant Lawyers(s): Charles L. Fremont
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): James Richard Carlson, Susanne J. Hollander, Mark A. Frankel
Hearing Site: Milwaukee, WI
| | Dismissed by Rule 12206 |
| 18-01298 | 09/19/2019 | Claimant(s): A. Bruce Sanborn, M. Dianne Sanborn, A. Bruce and M. Dianne Sanborn Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert D. Sussin, Michael M. Hachigian, Elizabeth Yang
Hearing Site: Los Angeles, CA
| | $0 |
| 17-03042 | 06/28/2019 | Claimant(s): Deborah Scribner, George Scribner, George H. Scribner IRA, Scribner. 401(k) Plan, Scribner Living Trust U/A DTD 05/16/1996, Scribner Inc, Defined Benefit Plan
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Ross, Wells Fargo Advisors, Lloyd Evans, Wachovia Securities Inc.
Respondent Lawyers(s): Geoff Beckham, Lloyd Glenn Evans
Arbitrator(s): Michael M. Hachigian, Mary M. O'Neil, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-00015 | 09/11/2017 | Claimant(s): Don Monteath
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | Dismissed by Rule 12206 |
| 16-01123 | 03/09/2017 | Claimant(s): Anthony Pryor
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): George W. Harding, Herbert Liberman, Walter J. Huntley
Hearing Site: Albuquerque, NM
| | $357,000 |
