23-01415 | 06/11/2024 | Claimant(s): David Brodsky Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | |
23-01589 | 05/21/2024 | Claimant(s): Alberto Velasco Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
| | |
23-01493 | 05/17/2024 | Claimant(s): Glen Strauss Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
| | |
23-01431 | 05/07/2024 | Claimant(s): John Bostaph Claimant Lawyers(s): Chelsea Bauer Respondent(s): WAMU Investments., Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham, Registered Agent Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
| | |
23-01225 | 01/25/2024 | Claimant(s): Todd Gomes Claimant Lawyers(s): Kathleen Patchel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
| | |
23-00712 | 12/21/2023 | Claimant(s): Kenneth Park Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | |
22-02914 | 10/30/2023 | Claimant(s): Paul Michlik Claimant Lawyers(s): Paul Michlik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Ronald N. Roth, Erik R. Siering, Anatoly Tony Zuban Hearing Site: San Diego, CA
| | |
22-01470 | 05/10/2023 | Claimant(s): Jordan Varela Claimant Lawyers(s): Daniel J. Donovan Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Constance Ellen Boukidis Hearing Site: San Diego, CA
| | |
22-00948 | 12/21/2022 | Claimant(s): Nick Alexander Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA
| | |
21-02026 | 02/18/2022 | Claimant(s): Dennis Franklin Claimant Lawyers(s): Cheryl S. Chang Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
| | |