| 13-01621 | 06/04/2015 | Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama
Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-02924 | 05/26/2015 | Claimant(s): Margaret Smith, Margaret Farwell Smith 2007 Trust UAD 10, Margaret Farwell Smith CRUT Trust Dtd 5/
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Morris S. Getzels, Owen Frances, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
| | $915,249 |
| 13-02802 | 09/10/2014 | Claimant(s): Pat Seidler
Claimant Lawyers(s): Henry C. Casden
Respondent(s): Larry Michaels, J.P. Turner & Company, L.L.C., Crown Capital Securities, L.P.
Respondent Lawyers(s): Ali Sabetghadam, Craig R. Bockman
Arbitrator(s): Robert D. Sussin, Benjamin F. Breslauer, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-02885 | 08/22/2014 | Claimant(s): Richard Hingley, Richard A. Hingley IRA, Richard A. Hingley 1989 Trust
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Eric Kuchel, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman, Shanna Javaheri
Arbitrator(s): Michelle Judy Brant, Peter H. Daly, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
| | $277,468 |
| 12-01674 | 12/30/2013 | Claimant(s): Colum O'Hare, Colum G. O'Hare Trust dd 9/01/1993
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Gary Glockzin, Mary Gibson, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Fred T. Kallet, Lester G. Stiel, Deanna Margaret Veitia
Hearing Site: San Diego, CA
| | Expungement |
| 12-00807 | 08/01/2013 | Claimant(s): Fred Guenther
Claimant Lawyers(s): D. Daxton White
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Lawrence Alexander Huerta, Otis E. Hackett, Kenneth Andrew Klinko
Hearing Site: San Diego, CA
| | Expungement |
| 12-00123 | 05/17/2013 | Claimant(s): Judith Biss, Kenneth Biss, USA Hawaii Self Storage 14 LLC
Claimant Lawyers(s): John Owen Murrin
Respondent(s): Kenneth McDonald, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Ralph H. Erickson, Elliott David Finkel, Robert A. Lombardi
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-05814 | 02/24/2012 | Claimant(s): Janice Carkeek, Janice Carkeek IRA, Janice A. Carkeek Revocable Trust U/A/D
Claimant Lawyers(s): Alan L. Sachs
Respondent(s): Jeremy Kisner, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman, G. Thomas Fleming
Arbitrator(s): James H. McAvoy, Melvin S. Feldman, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | $31,768 |
| 10-01641 | 07/20/2011 | Claimant(s): Kurt Bochner, Bochner Oakwood Plaza LLC, Kurt Bochner K.B. Trust LLC
Claimant Lawyers(s): David Liebrader
Respondent(s): Kenneth Mcdonald, Crown Capital Securities L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Philip W. Burge, Elliott Zachary Seff, Donald A. Duncan
Hearing Site: Los Angeles, CA
| | Expungement |
| 04-02355 | 07/22/2009 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Donald McGhan
Respondent Lawyers(s): Donald K. McGhan
Arbitrator(s): Gerald F. Corrigan, Karen L. Gold, Paul H. White
Hearing Site: Los Angeles, CA
| | $0 |
