| 15-00301 | 10/05/2015 | Claimant(s): Claudia Billings, Claudia A. and Robert M. Billings
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kevin Fifer, Capital City Securities, Regis Asset Management LLC
Respondent Lawyers(s): Dennis J. Concilla, Kevin L. Fifer, Robert K. Cargin
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
|  | $37,912 |
| 14-00178 | 06/04/2015 | Claimant(s): Mary Meyers
Claimant Lawyers(s): Mary Meyers
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Stuart D. Summers
Hearing Site: Columbus, OH
| | $1,740 |
| 13-01510 | 01/16/2015 | Claimant(s): Ann Molleson
Claimant Lawyers(s): Michael R. Reed
Respondent(s): Fifth Third Securities., John Stiltner, Vasumati Amin
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): Benjamin B. Segel
Hearing Site: Columbus, OH
| | $86,125 |
| 14-00386 | 01/16/2015 | Claimant(s): Jane Kilbourn
Claimant Lawyers(s): Jane C. Kilbourn
Respondent(s): Frederick Fram, Jeffrey Poosch, Summit Brokerage Services.
Respondent Lawyers(s): Michael J. Lang
Arbitrator(s): Kathleen Maher Zouhary
Hearing Site: Columbus, OH
| | $2,215 |
| 13-03376 | 10/02/2014 | Claimant(s): Karen Newbery, IRA
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Stifel, Nicolaus & Co.., James Culver
Respondent Lawyers(s): James Browning, Keith M. Lahay
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
| | $0 |
| 13-03702 | 07/10/2014 | Claimant(s): Stephen O'Laughlin
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Columbus, OH
| | $17,212 |
| 11-04766 | 08/29/2013 | Claimant(s): Chester Scott, Michael Buckingham, Peter Accetta, Ronald Pyka, Suzanne Rusconi Accetta Revocable Trust
Claimant Lawyers(s): Marion H. Little
Respondent(s): Multi-Financial Securities Corporation
Respondent Lawyers(s): Chetan S. Patil
Arbitrator(s): Frank C. Fogl, Erwin John Dugasz, Larry Moore
Hearing Site: Columbus, OH
| | $111,000 |
| 13-00324 | 08/19/2013 | Claimant(s): Virginia Nichols
Claimant Lawyers(s): Howard W. Slutsky
Respondent(s): Christopher Roberts, U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): Kevin R. McDermott
Hearing Site: Columbus, OH
| | $3,713 |
| 12-00217 | 08/09/2013 | Claimant(s): Samuel Elam, The Samuel F. Elam Rev. Living Trust
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Emily J. Lewis, Louis V. Imundo, Dale A. Crawford
Hearing Site: Columbus, OH
| | Expungement |
| 12-03280 | 07/12/2013 | Claimant(s): Michael and Germayne Tizzano
Claimant Lawyers(s): Michael J. Tizzano
Respondent(s): Craig Sutherland, Money Concepts Capital Corp.
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Columbus, OH
| | $10,472 |
