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FINRA Awards for Mark J. Astarita

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0347003/26/2014Claimant(s): Deborah Bernick
Claimant Lawyers(s): Howard S. Meyers
Respondent(s): Andrew Dorman, Anthony Salino, Buckman, Buckman & Reid.
Respondent Lawyers(s): Andrew Dorman, Anthony John Salino, Mark J. Astarita
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
Checkmark Icon$0
11-0461208/15/2013Claimant(s): James Baldino, Tri-Con Construction Co. of New Jersey
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Richard Polo, Dunham & Associates Investment Counsel,, Genworth Financial Securities Corp.
Respondent Lawyers(s): Joel M. Wertman, Theodore C. Peters
Arbitrator(s): John A. Scudiero, Micalyn S. Harris, Theresa R. Joyner
Hearing Site: Newark, NJ
Checkmark Icon$1,623,900
11-0200505/31/2013Claimant(s): Estelle Mellow
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Investacorp.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0104307/16/2012Claimant(s): Estate of Jack A. Gambino
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Triad Advisors.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Gary R Librizzi
Hearing Site: Boca Raton, FL
Checkmark Icon$260,147
10-0516703/27/2012Claimant(s): Carmine Aufiero, Claudia Aufiero
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Chester Payne, Hayes Brown, Jennifer Holloman, Triad Advisors.
Respondent Lawyers(s): Hayes Samuel Brown, Jennifer Anne Holloman, Mark J. Astarita
Arbitrator(s): Jack Friedman, John A. Astorina, Madelon M. Rosenfeld
Hearing Site: New York, NY
Checkmark Icon$250,300
10-0204608/25/2011Claimant(s): Maurice Rosen
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Edward Short, EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur, Mark J. Astarita
Arbitrator(s): Neil G. Gargiulo, Camille S. Cooper, Jettie K. Thomas
Hearing Site: New York, NY
Checkmark Icon$0
09-0592603/30/2011Claimant(s): Amnon Feffer, Solomon and Bessie Feffer Trusts
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Jonathan Feffer, Buckman, Buckman & Reid.
Respondent Lawyers(s): Jonathan Feffer, Mark J. Astarita
Arbitrator(s): James H. Frank, Erik R. Siering, Russell T. Doe
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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