| 19-02519 | 02/17/2021 | Claimant(s): Teri Goettsche, Teri Goettsche IRA, The Gunter Trust
Claimant Lawyers(s): Richard Lewins
Respondent(s): Robert Messett
Respondent Lawyers(s): Jon M. Stanfield
Arbitrator(s): Nicole T. LeBoeuf, Robert L. Chisolm, Staci Lynette Glenn
Hearing Site: Dallas, TX
|  | Expungement |
| 18-04069 | 10/20/2020 | Claimant(s): Ronald W. Stone
Claimant Lawyers(s): Jason Albin
Respondent(s): Clifton Myers, Clifton Myers Financial Advisory.
Respondent Lawyers(s): Clifton Wayne Myers
Arbitrator(s): Mark L. Williams, Robert L. Chisolm, Don G Miller
Hearing Site: Dallas, TX
| | $455,525 |
| 18-02098 | 12/24/2019 | Claimant(s): John E. Donaldson Investments
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Craig Taddonio, John Stapleton, Craig Scott Capital
Respondent Lawyers(s): Brian J. Davis, Craig Scott Taddonio, Craig Taddonio
Arbitrator(s): Bill Lamoreaux, Mark C Watler, Robert L. Chisolm
Hearing Site: Oklahoma City, OK
| | $0 |
| 14-03139 | 11/11/2016 | Claimant(s): Cynthia Freeman, Ronald Freeman
Claimant Lawyers(s): Timothy Feil
Respondent(s): Olori Hamilton
Respondent Lawyers(s): Olori Dennis Hamilton
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX
| | $356,300 |
| 12-02734 | 06/09/2014 | Claimant(s): Kaylyn Kelsey Kerr 1989 Trust, Kaylyn Kerr Irrevocable Trust
Claimant Lawyers(s): Bryan Forman
Respondent(s): Donald Donahue, John Mahoney, Suzanne Gavin, 1st Worldwide Financial Partners, Llc
Respondent Lawyers(s): John F. Mahoney, Michael Schwartzberg, Suzanne Gavin Mahoney
Arbitrator(s): William E. Hartsfield, Robert L. Chisolm, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | Expungement |
| 11-00726 | 08/02/2012 | Claimant(s): Janice Warfel, William Warfel, Antietam Industries.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Robert E. Thompson, Robert L. Chisolm, Christopher L. Mass
Hearing Site: Orlando, FL
| | $233,035 |
| 09-07068 | 10/18/2011 | Claimant(s): Dan Carlyle
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Robert L. Chisolm, Robert J. Gregory, Paul L. Salzberger
Hearing Site: Dallas, TX
| | Expungement |
| 10-01343 | 08/01/2011 | Claimant(s): Beatrice McRae, Buford McRae, Robert Lee, B.E. McRae Family Limited Partnership, Robert Earl Lee Rev Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Capwest Securities.
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Robert L. Chisolm, Richard Frederick Schaufert, James W. Kerr
Hearing Site: Dallas, TX
| | $931,960 |
| 10-02162 | 05/10/2011 | Claimant(s): Hurshel & Mildred Tyler
Claimant Lawyers(s): Tracy Stoneman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Roland D. Freeman, Robert L. Chisolm, Robert J. Gregory
Hearing Site: Dallas, TX
| | $1,497,060 |
| 08-03432 | 08/17/2009 | Claimant(s): American Capital Partners
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Andrew Tressler, Greg Klement, Mary Klement
Respondent Lawyers(s): Bryan Forman, Christopher J. Albanese
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $387,960 |
