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FINRA Awards for Dan Carlyle

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0706810/18/2011Claimant(s): Dan Carlyle
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Robert L. Chisolm, Robert J. Gregory, Paul L. Salzberger
Hearing Site: Dallas, TX
Checkmark IconExpungement

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