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FINRA Awards for Robert L. Chisolm

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0287708/10/2022Claimant(s): Christopher Fess
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Walnut Street Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Robert L. Chisolm, William Stephen Lee, Mary Elizabeth Skelnik
Hearing Site: Little Rock, AR
18-0079001/25/2019Claimant(s): David Garrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert L. Chisolm
Hearing Site: Kansas City, MO
18-0072308/21/2018Claimant(s): William Rosenthal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX
10-0266703/05/2012Claimant(s): Ravinder Jain
Claimant Lawyers(s): W. D. Masterson
Respondent(s): Cambridge Legacy Securities L.L.C.
Respondent Lawyers(s): John W. Mahoney
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Dineo Coleman Gary
Hearing Site: Dallas, TX
08-0423008/26/2009Claimant(s): Pearlene Love
Claimant Lawyers(s): Pearlene Perry Love
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Corin R. Swift
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX

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