| 20-01721 | 09/22/2022 | Claimant(s): John Ewine
Claimant Lawyers(s): David W. Porteous
Respondent(s): John Orlando, Richard Rappaport, Newport Coast Securities., Westpark Capital.
Respondent Lawyers(s): Kevin Lee, Nancy L. Hendrickson, Todd A. Zuckerbrod
Arbitrator(s): Martin D. Munic, Thomas J. Gmeinder, Steven M. Bialick
Hearing Site: Minneapolis, MN
|  | Expungement |
| 18-02742 | 09/20/2018 | Claimant(s): Judy J. Smith, IRA, Michael D. Smith, Michael D. Smith and Judy J. Smith JTWRO
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Dan Druz
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | $816,000 |
| 16-02696 | 09/10/2018 | Claimant(s): Jane Steinman, Jane E Steinman IRA, Ruth Steinman Granddaughter IRR Trust, Ruth Steinman Granddaughter's Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
| | $103,986 |
| 16-00303 | 02/14/2018 | Claimant(s): Donna Hankin IRA, Lee Hankin IRA, Donna Hankin and Lee Hankin JTWROS
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Braver Stern Securities LLC, Newport Coast Securities.
Respondent Lawyers(s): Nat Wasserstein, Richard Onesto
Arbitrator(s): Susan L. Luck, William P. Loughnane, Margaret Elizabeth Gee
Hearing Site: Charlotte, NC
| | $281,264 |
| 15-03218 | 01/20/2017 | Claimant(s): Ann Vazzana, Bruce Vazzana, Vazzana Underground Construction, Vazzana Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Joseph C. Watson, Owen Frances, Leslie Marie Hopp
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-03423 | 12/20/2016 | Claimant(s): Norman Rupp
Claimant Lawyers(s): David Neuman
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): David A. Druz
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Salt Lake City, UT
| | $49,999 |
| 14-03861 | 07/27/2016 | Claimant(s): Dorothy McNiff, Grant McNiff, Dorothy McNiff IRA, Grant McNiff IRA, Grant & Dorothy McNiff Trust 5/24/2004
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Jarrod Serrato, Newport Coast Securities.
Respondent Lawyers(s): Dan Druz, Jarrod Thomas Serrato
Arbitrator(s): Richard A. Stephens, Peter J Cohen, Leslie Marie Hopp
Hearing Site: Los Angeles, CA
| | $101,016 |
| 13-03266 | 07/18/2016 | Claimant(s): Luther Furlow
Claimant Lawyers(s): Luther C. Furlow
Respondent(s): Andre LaBarbera, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Andre Vincent LaBarbera, Dan A. Druz
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $0 |
| 15-01205 | 11/09/2015 | Claimant(s): Paul and Beatrice Hessong
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Donald Wojnowski, Emil Botvinnik, Kevin Lee, Michael Egan, Richard Onesto, Robert Hodgins, Ronald Hing, Newport Coast Securities.
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
| | $300 |
| 13-03293 | 05/29/2015 | Claimant(s): Mildred Rothschild, Victor Bonchek, Mildred Rothschild 2007 Trust
Claimant Lawyers(s): Peter M. Spett
Respondent(s): Aaron Heimowitz, Joseph Mangiapane, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Aaron Leonard Heimowitz, Dan Druz, Daniel Scott Furst
Arbitrator(s): Lincoln W. Craighead, James S. Hazard, Leonard P. Novello
Hearing Site: New York, NY
| | $403,162 |
