| 11-00670 | 06/07/2012 | Claimant(s): Francis Bolduc
Claimant Lawyers(s): Eric M. Rolinson
Respondent(s): Wells Fargo Advisors, Susan Baiocco
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Stuart K. Furman, Greg Knight, Jack A. Helms
Hearing Site: Orlando, FL
|  | Expungement |
| 10-01380 | 07/12/2011 | Claimant(s): Eleanor Levine
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Gloria O. North, Thomas Czinner, Richard Andrew Cahlin
Hearing Site: Boca Raton, FL
| | $0 |
| 09-06014 | 06/29/2011 | Claimant(s): Anthony Balzebre, Dorothy Balzebre, Balzebre Alpha LP
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Bernard A. Becker, John J. Hearn, Richard K. Hrebik
Hearing Site: Miami, FL
| | Expungement |
| 09-05050 | 12/20/2010 | Claimant(s): Jeffrey Penner, Phyllis Penner
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Mark C. Perry, James W. Geiger, Mary H. Cory
Hearing Site: Boca Raton, FL
| | $0 |
| 09-06561 | 07/08/2010 | Claimant(s): Steven Hara, Ruth Hara and James Hara Trusts
Claimant Lawyers(s): Steve Hara
Respondent(s): Jay Kelter, Jerome Kelter
Respondent Lawyers(s): Jason S. Haselkorn, Jerome Kelter
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | $213 |
| 08-04465 | 09/21/2009 | Claimant(s): Ruth Grafton
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Joe Carrino, Matthew Waddell, Troy Goldberg
Respondent Lawyers(s): David A. Rolling, Matthew Waddell
Arbitrator(s): Simone Sicola, Robert N. Duggan, Christopher Mark Aiello
Hearing Site: Orlando, FL
| | $11,500 |
| 08-00380 | 06/17/2009 | Claimant(s): Carol Segal, Fredda Levitt, William Siegel
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): John Devaney, Merrill Lynch Pierce Fenner & Smith Inc., United Capital Markets.
Respondent Lawyers(s): Jason S. Haselkorn, Kim Kane
Arbitrator(s): Bernard (Bob) L. Loring, Norman L. Weiss, Lawrence S. Silver
Hearing Site: Miami, FL
| | Stipulated Award and Expungement |
| 07-03487 | 12/10/2008 | Claimant(s): Vincent P. Miraglia, MD, PA, Trustee
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Marie G. Peterson, Barry S. Shanbron, James Chris Mills
Hearing Site: Boca Raton, FL
| | $0 |
