| 15-00707 | 04/08/2016 | Claimant(s): Estate of Florence Levine
Claimant Lawyers(s): Michael D. Handelsman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): John A. Scudiero, Robert S. Getman, Michael F. Greco
Hearing Site: Newark, NJ
|  | Dismissed by Rule 12504 |
| 12-03949 | 06/09/2015 | Claimant(s): Turnberry Capital Management LP, Turnberry Masters, LTD
Claimant Lawyers(s): Kevin J. O'Brien
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): Robert S. Getman, Ivan W. Harper, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $10,000 |
| 14-00018 | 02/23/2015 | Claimant(s): Stanley Abel
Claimant Lawyers(s): David M. Sobel
Respondent(s): Henry Scheuer, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): William A. Hohauser, Robert S. Getman, Alice E. Winkler
Hearing Site: New York, NY
| | $0 |
| 12-01164 | 02/13/2015 | Claimant(s): Linda Stillman Trust
Claimant Lawyers(s): Raquel Kraus
Respondent(s): Jonathan Stillman, Gilford Securities Incorporated, Linda Stillman Trust
Respondent Lawyers(s): Jonathan Stillman, Michael Kalmus
Arbitrator(s): Robert S. Getman, Timothy P. Kebbe, William H. Morley
Hearing Site: New York, NY
| | Settlement |
| 13-00458 | 04/04/2014 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Ted Poretz
Respondent(s): Kamil Blaszczak, Full Spectrum Funding LLC
Respondent Lawyers(s): John A. Dalley
Arbitrator(s): Vicki Z. Holleman, Robert S. Getman, Barbara Antonello Mentz
Hearing Site: New York, NY
| | $0 |
| 12-02684 | 01/22/2014 | Claimant(s): Ian Greig
Claimant Lawyers(s): David A. Gehn
Respondent(s): George Kardaras
Respondent Lawyers(s): George A. Kardaras
Arbitrator(s): Robert S. Getman, Marvin G. Pickholz, Lowell D. Johnston
Hearing Site: New York, NY
| | $535,750 |
| 12-03630 | 11/26/2013 | Claimant(s): The Estate of Irwin Berlin, M.D.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Carole Kitrosser, Next Financial Group.
Respondent Lawyers(s): Michael J. Devereaux, Miles D. Hart
Arbitrator(s): Kip C. Lubcke, Robert S. Getman, Steven Hale Zousmer
Hearing Site: New York, NY
| | Expungement |
| 11-03689 | 04/17/2013 | Claimant(s): Milissa Martin
Claimant Lawyers(s): Rory M. McLaughlin
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear, Stearns & Co.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Romaine L. Gardner, Robert S. Getman, David J. Pine
Hearing Site: New York, NY
| | $0 |
| 11-04678 | 03/22/2013 | Claimant(s): David Levitt
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Ronald Marvin
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Burton M. Fendelman, Robert Youdelman, Robert S. Getman
Hearing Site: New York, NY
| | $402,950 |
| 11-00165 | 02/02/2012 | Claimant(s): Inokentiy Osadchyy
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Aleksandr Denisov, Naum Voloshin, Pinnacle Securities, L.P., San Francisco Securities.
Respondent Lawyers(s): Aleksandr Yurievich Denisov, Naum Voloshin
Arbitrator(s): Aubrey Lees, Robert S. Getman, Robert Francis Geary
Hearing Site: New York, NY
| | $224,620 |
