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FINRA Awards for Robert S. Getman

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0126008/02/2016Claimant(s): Brian Nevel
Claimant Lawyers(s): Brian D. Nevel
Respondent(s): Cristal Baron, James Rice, Rice Financial Products Company
Respondent Lawyers(s): Lisa-Sheri K. Torrence
Arbitrator(s): Linda Yarden, Robert S. Getman, Francis Carling
Hearing Site: New York, NY
14-0298702/18/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Gary Schwarcz
Respondent Lawyers(s): Gary Alan Schwarcz
Arbitrator(s): Robert S. Getman
Hearing Site: New York, NY
13-0309710/29/2014Claimant(s): Wink Mora
Claimant Lawyers(s): Robert N. Chan
Respondent(s): Sea Port Group Securities
Respondent Lawyers(s): Ronald G. Blum
Arbitrator(s): Robert S. Getman, Eric J. Sussman, Ellyn S. Roth
Hearing Site: New York, NY
13-0272409/09/2014Claimant(s): John Griff, Thomas Hughes
Claimant Lawyers(s): Kathleen Peratis, Shirley Lin
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Jacob Johnson
Arbitrator(s): Michael E. Olney, Joseph B. Russell, Robert S. Getman
Hearing Site: New York, NY
13-0079706/04/2014Claimant(s): Peter Bellard
Claimant Lawyers(s): David Wechsler
Respondent(s): GFI Brokers LLC, GFI Securities LLC
Respondent Lawyers(s): Jeffrey S. Boxer
Arbitrator(s): Robert I. Rabinowitz, Robert S. Getman, Ronald J. Colombo
Hearing Site: New York, NY
11-0265505/23/2012Claimant(s): Edwin Forte
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): David Isolano, Max International Broker/Dealer
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Joseph B. Russell, Robert S. Getman, David A. Schwarz
Hearing Site: New York, NY
10-0549202/29/2012Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): David Mikula, Morgan Stanley
Respondent Lawyers(s): James L. Sonneborn, Phillip J. Campisi
Arbitrator(s): Suzanne E. Reynolds-Brady, Robert S. Getman, Michael A. Orticelle
Hearing Site: Albany, NY
11-0087909/01/2011Claimant(s): Christopher Driscoll
Claimant Lawyers(s): Christopher Driscoll
Respondent(s): Joseph Stevens & Co..
Respondent Lawyers(s): Linda Chudnoff
Arbitrator(s): Robert S. Getman
Hearing Site: New York, NY
10-0126304/26/2011Claimant(s): William Scholander, William Scholander LLC
Claimant Lawyers(s): William John Scholander
Respondent(s): Edward Mostafa, Joseph Oleske, Silva Velez, Timal Robinson, Seaboard Securities.
Respondent Lawyers(s): Alexander S. Velez, Anthony J. Digiovanni, Isaac M. Zucker, Timal Neville Robinson
Arbitrator(s): Saverio J. Cina, Robert S. Getman, Richard D. Levin
Hearing Site: New York, NY
08-0438912/03/2010Claimant(s): Jeffrey Zage, Steven Zage, Financial Northeastern Securities.
Claimant Lawyers(s): Steven R. Klein
Respondent(s): Andrew Liebe, Eric Ratner, Evan Quinones, Gregory Taylor, Michael Kapp, Michele Giampietro, Phillip Auerbach, Jesup & Lamont Inc., Jesup & Lamont Securities Corp.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Linda T. Pellegrino, Robert S. Getman, AnnMarie Miller
Hearing Site: Newark, NJ

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