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FINRA Awards for Ronald G. Blum

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0309710/29/2014Claimant(s): Wink Mora
Claimant Lawyers(s): Robert N. Chan
Respondent(s): Sea Port Group Securities
Respondent Lawyers(s): Ronald G. Blum
Arbitrator(s): Robert S. Getman, Eric J. Sussman, Ellyn S. Roth
Hearing Site: New York, NY
13-0185710/22/2014Claimant(s): Drew Doscher
Claimant Lawyers(s): A. Todd Merolla
Respondent(s): Michael Meagher, Michael Meyer, Stephen Smith, Armory Advisors, Armory Fund, LLP, Sea Port Group Securities, The Seaport Group, Seaport V
Respondent Lawyers(s): Ronald G. Blum
Arbitrator(s): Kevin B. Naughten, Michele S. Riley, Robert Francis Littlejohn
Hearing Site: New York, NY

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