Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00497 | 02/08/2024 | Claimant(s): Ibrahem Abdou Claimant Lawyers(s): Ibrahem Abdou Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA |  | $0 |
| 22-02116 | 02/02/2024 | Claimant(s): Dean Reeves Claimant Lawyers(s): William Thomas Lacy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | | $0 |
| 21-01772 | 01/10/2024 | Claimant(s): Lindsay Francis, Maggie Browney, Wayne D. Miller Revocable Living Trust Claimant Lawyers(s): Cortney S. Alexander Respondent(s): Eric Hynden, UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Cassandra Kimberly Ward, Zoana Price, Abiola F Bankole-Hameed Hearing Site: Atlanta, GA | | $260,800 |
| 23-01725 | 10/27/2023 | Claimant(s): Spencer Hyde Claimant Lawyers(s): Spencer Roderick Hyde Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Theresa Joan Rosenberg Hearing Site: Atlanta, GA | | $435 |
| 23-00716 | 10/12/2023 | Claimant(s): Colleen Rosenberg Tod Claimant Lawyers(s): William B. Young Respondent(s): Cape Securities. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | | Expungement |
| 22-00666 | 10/12/2023 | Claimant(s): Nikita Griffin Claimant Lawyers(s): Nikita J. Griffin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Harvey R. Linder, Melissa Lianne George, Vincent Ray Davis Hearing Site: Atlanta, GA | | $0 |
| 23-00249 | 06/27/2023 | Claimant(s): Brian Demere Claimant Lawyers(s): Brian Bennett Demere Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Edwin J. Buckley Hearing Site: Atlanta, GA | | $2,102 |
| 22-01828 | 06/26/2023 | Claimant(s): Robert Gooden, Tonya Gooden Claimant Lawyers(s): Tonya M. Gooden Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael J. Ahlstrom, Cassandra Kimberly Ward, Shaquana Ellison Hearing Site: Atlanta, GA | | Dissmissed by Rule 12206 |
| 21-00247 | 06/22/2023 | Claimant(s): Rance Wallace Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): John James Rubin Hearing Site: Atlanta, GA | | Expungement |
| 22-01987 | 05/26/2023 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Cory Grandstaff Respondent Lawyers(s): Cory Grandstaff Arbitrator(s): Cassandra Kimberly Ward Hearing Site: Atlanta, GA | | $69,829 |