| 12-01769 | 04/15/2013 | Claimant(s): Joshua Segue
Claimant Lawyers(s): Joshua Pierre Segue
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, J. G. Long
Hearing Site: Atlanta, GA
|  | $0 |
| 11-04414 | 04/09/2013 | Claimant(s): James Gerard
Claimant Lawyers(s): James Gerard
Respondent(s): Jeremy Tintle, Oppenheimer & Co..
Respondent Lawyers(s): Jeremy Gerald Tintle, Leo Kogan
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
| | $0 |
| 12-02015 | 03/20/2013 | Claimant(s): Keith Bryant
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Atlanta, GA
| | $0 |
| 12-00064 | 02/26/2013 | Claimant(s): Catherine St. Clair
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Carol Li
Arbitrator(s): Fredrick T.W. Reed, Mollie Wagner Neal, Harry G. Mason
Hearing Site: Atlanta, GA
| | Expungement |
| 12-00116 | 01/15/2013 | Claimant(s): Mark Kearsley
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $213 |
| 11-04204 | 12/12/2012 | Claimant(s): BLT Enterprises.
Claimant Lawyers(s): Richard L. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Burroughs
Respondent Lawyers(s): Rodney J. Heggy
Arbitrator(s): Irving M. Shlesinger, George S. Willingham, Ronelle W. Genser
Hearing Site: Atlanta, GA
| | $60,300 |
| 11-02239 | 12/04/2012 | Claimant(s): Donna Jurena, William Jurena
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alexander B. Feinberg
Arbitrator(s): James R. McGuone, Arthur P. Barry, Jerome Jack Shure
Hearing Site: Atlanta, GA
| | Expungement |
| 12-01227 | 11/30/2012 | Claimant(s): Timothy Clemm
Claimant Lawyers(s): Timothy L. Clemm
Respondent(s): E*Trade Securities
Respondent Lawyers(s): John Bersin
Arbitrator(s): Daniel E. Gulden
Hearing Site: Atlanta, GA
| | $7,320 |
| 11-02554 | 11/08/2012 | Claimant(s): Peter Babcock
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Sabrina Raquel Scott
Hearing Site: Atlanta, GA
| | Expungement |
| 11-00157 | 10/26/2012 | Claimant(s): Edward Duffie, Eleanor Duffie, Edward R. & Eleanor N. Duffie Irr Trust
Claimant Lawyers(s): Robert R. Sparks
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Karla Y. Vogel, Arthur P. Barry, Patricia Ann Hone
Hearing Site: Atlanta, GA
| | $0 |
