| 21-02335 | 09/19/2023 | Claimant(s): Estate of Catherine Nicholson
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Anna K. Stark
Arbitrator(s): Steven N. Ainbinder, Kimberly A. Gilmour, Stephen John Gohlke
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-01442 | 06/26/2023 | Claimant(s): Jose Roberto Robles Gonzalez and
Claimant Lawyers(s): David R. Chase
Respondent(s): Ocean Financial Services
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Mark C. Perry, Steven N. Ainbinder, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-02360 | 05/25/2023 | Claimant(s): Emily Aronson
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00902 | 08/28/2017 | Claimant(s): Thomas E. Krause
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Steven N. Ainbinder, Donald Theodore Ryce, Andrew David Kahng
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00455 | 10/17/2016 | Claimant(s): Blanca Gomez de Hernandez
Claimant Lawyers(s): David Levine
Respondent(s): Wells Fargo Advisors, Jorge Hernandez, Maria Batchelor
Respondent Lawyers(s): Jorge Hernandez, Patricia E. Cowart, Robert W. Pearce
Arbitrator(s): Steven N. Ainbinder, Lawrence Zenville Rosenberg, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
| | $0 |
| 14-00431 | 02/27/2015 | Claimant(s): T. S. Del Rosario & S. S. Ramos, Ten Com
Claimant Lawyers(s): Normarie Rodriguez Perez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Steven N. Ainbinder, James Sean Healey, Robert G. Bannon
Hearing Site: San Juan, PR
| | $0 |
| 14-00054 | 10/22/2014 | Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin
Hearing Site: Miami, FL
| | Expungement |
| 12-04287 | 07/16/2014 | Claimant(s): Luis Soto, Nilda Giraud
Claimant Lawyers(s): Luz Ivette Rivera
Respondent(s): Rafael Colon Ascar, BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Jose A. Sosa Llorens
Arbitrator(s): Steven N. Ainbinder, Martin A. Feigenbaum, Mark David Hunter
Hearing Site: San Juan, PR
| | Expungement |
| 12-04364 | 06/16/2014 | Claimant(s): Carlos Moringlane, Delia Perez
Claimant Lawyers(s): Tomas E. Colon
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Steven N. Ainbinder, Bernard A. Becker, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | Expungement |
| 12-03658 | 05/15/2014 | Claimant(s): Roslyn Hazan
Claimant Lawyers(s): Randall C. Place
Respondent(s): Eli Hazan, Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham, Randall C. Place
Arbitrator(s): Steven N. Ainbinder, Michael Lau, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
