| 14-02531 | 09/12/2016 | Claimant(s): Gary LaRue, Mid-Con MFG.
Claimant Lawyers(s): Gary LaRue
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stephen G. Sneeringer, Elton W. Chartrand, Robert J. Gregory
Hearing Site: Little Rock, AR
|  | $0 |
| 13-02292 | 11/26/2014 | Claimant(s): Charlotte Lucas, Samuel Lucas
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Cindy D. Hinkle
Arbitrator(s): Elton W. Chartrand
Hearing Site: Memphis, TN
| | $46,048 |
| 12-01887 | 06/06/2013 | Claimant(s): Rakesh Sharma
Claimant Lawyers(s): Richard C. Downing
Respondent(s): NSM Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Paul Mann, F. Guthrie Castle, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $155,300 |
| 11-01461 | 05/30/2013 | Claimant(s): Commercial National Bank of Texarkana
Claimant Lawyers(s): Kimberly A. Justice
Respondent(s): J.P. Morgan Securities, Robert Heinz, Bear Stearns & Co..
Respondent Lawyers(s): Lauri W. Sawyer, Saul C. Belz
Arbitrator(s): Julius Z. Frager, Patricia Best Vital, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | Expungement |
| 10-03372 | 04/21/2011 | Claimant(s): Jerry Stone, Melisa Stone
Claimant Lawyers(s): Melisa Ann Stone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $0 |
| 08-04070 | 08/06/2010 | Claimant(s): East Tennessee Neurology P.C. Profit
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Joshua D. Wallach, Kenneth M. Jackson, Elton W. Chartrand
Hearing Site: Nashville, TN
| | $484,357 |
| 08-00027 | 11/03/2009 | Claimant(s): Betty Strong, Genevieve Strong, Larry Porter, Rita Porter, William Strong, The Strong Company., Murray Claycomb and Jeanne Claycomb, The William A. Strong Family, LLP, The Strong Company. Profit Sharing, The Strong Company. Retirement Plan, Betty Jane Jones Char. Remainder UniTRT, Sarah Strong Guy Char. Remainder Trust, The William A. Strong GST Trust 11/19/97, The William A. Strong GST Trust II, William A. Strong, Jr. Trust, William Strong Charitable RemainUnitrust, William/Genevieve Strong Foundation TRT
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Patrice L. Stewart, Angelia J. Tolbert, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $0 |
| 08-01866 | 09/03/2009 | Claimant(s): Therist Theroit
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Keegan & Company., Regions Financial Corp.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Elton W. Chartrand, Philip P. Monteleone, Thomas Edmond Mingledorff
Hearing Site: New Orleans, LA
| | $0 |
| 08-00491 | 05/22/2009 | Claimant(s): Louis Velez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl Burkhalter
Arbitrator(s): David B. Coates, Michael E. Rohde, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $75,000 |
| 08-00821 | 04/29/2009 | Claimant(s): David Rademacher
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Brad Rounsaville
Arbitrator(s): Frederick S. Duncan, W. Patrick Baker, Elton W. Chartrand
Hearing Site: New Orleans, LA
| | $0 |
