| 13-00555 | 04/24/2015 | Claimant(s): John Reichenbach
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Teutonico, Philip Dina, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Company President, Kevin Sharma, Philip A. Dina, Qi Huang, Robert M. Bursky, Stephen Grivas, Upinder "Kevin" Sharma
Arbitrator(s): Robert J. Scafuri, Barry Goldman, John P. Gouttiere
Hearing Site: Detroit, MI
|  | $0 |
| 13-00218 | 04/23/2015 | Claimant(s): Michael Rice, Susanna Rice
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): John P. Gouttiere, Jack L. Somers, Anthony W. Candela
Hearing Site: Detroit, MI
| | Expungement |
| 12-02667 | 04/03/2014 | Claimant(s): Joseph Mysliwiec, Mary Mysliwiec, Ronald T. Mysliwiec (decd) IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Timothy J. Currier, Mark Scarr, John P. Gouttiere
Hearing Site: Detroit, MI
| | Expungement |
| 12-00091 | 05/28/2013 | Claimant(s): Myron Kopin, Dr. Myron Kopin IRA
Claimant Lawyers(s): John Henke
Respondent(s): Adolph Tieppo, Florence Klein, Southwest Securities., American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano, Hyman Schaffer, Jonathan D. Neerman, Tiffany Cinquemani
Arbitrator(s): John P. Gouttiere, Lee Hornberger, Lisa Sue Fildes
Hearing Site: Detroit, MI
| | $303,000 |
| 10-01093 | 05/06/2011 | Claimant(s): Evelyn Kesler, Evelyn Kesler Revocable Living Trust
Claimant Lawyers(s): David M. Foster
Respondent(s): Robert Hardies, Sigma Financial Corporation
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): John P. Gouttiere, Peter J. Henning, William C. Alsover
Hearing Site: Detroit, MI
| | $0 |
| 07-03625 | 06/10/2010 | Claimant(s): Apfel Realty LLC
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joseph H. Mizzi, Leonard R. Present, John P. Gouttiere
Hearing Site: Detroit, MI
| | $54,759 |
| 09-00905 | 11/18/2009 | Claimant(s): Richard Moffitt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adam Spero, Anthony Urrico, Investors Capital Corporation
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Harvey Frank, John P. Gouttiere, William C. Alsover
Hearing Site: Detroit, MI
| | $273,749 |
| 05-06113 | 02/11/2009 | Claimant(s): Ruth Slechta, Libor Slechta Trust UA DTD 3/25/96
Claimant Lawyers(s): Sandra J. Budnick
Respondent(s): Wachovia Securities, Dennis Yetter, Prudential Equity Group, Yetter & Yetter Investment Group
Respondent Lawyers(s): Brian Witus, Demian J. Betz
Arbitrator(s): Nancy R. Papo, John P. Gouttiere, Paul Sislin
Hearing Site: Detroit, MI
| | $375 |
| 06-05160 | 01/16/2008 | Claimant(s): Robert Milano, Robert Milano Irrevocable Life Ins. trst
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Gregory Kopan, Butler Capital Advisors., Multi-Financial Securities Corporation, Pacific Life Insurance Company
Respondent Lawyers(s): Eric J. Weiss, Melvin G. Moseley
Arbitrator(s): Verne C. Hampton, John P. Gouttiere, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $0 |
