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FINRA Awards for Richard Moffitt

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0090511/18/2009Claimant(s): Richard Moffitt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adam Spero, Anthony Urrico, Investors Capital Corporation
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Harvey Frank, John P. Gouttiere, William C. Alsover
Hearing Site: Detroit, MI
Checkmark Icon$273,749

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