| 10-03779 | 11/23/2011 | Claimant(s): Cynthia A. Osofsky and R. Sidney Osofsky
Claimant Lawyers(s): R. Sidney Osofsky
Respondent(s): Bridget Shaw, Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): John F. Allgood
Hearing Site: Columbia, SC
|  | $0 |
| 11-01360 | 11/22/2011 | Claimant(s): Cheryl Horrigan-Happy
Claimant Lawyers(s): Fred H. Freeman
Respondent(s): Joseph Girardin, Morgan Stanley
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
| | $163 |
| 10-05343 | 11/21/2011 | Claimant(s): M. Johnson
Claimant Lawyers(s): J. Noland Franz
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Katherine M. Harmeyer, Amy L. Wachs, Aryka Steele Radke
Hearing Site: Phoenix, AZ
| | $148,990 |
| 10-02979 | 11/18/2011 | Claimant(s): Robert Stafford
Claimant Lawyers(s): Paul S. Chan, Roger H. Foster
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Elliott Zachary Seff, Willard H. Altman, Chuba B. Abaelu
Hearing Site: Los Angeles, CA
| | $0 |
| 09-06200 | 11/04/2011 | Claimant(s): Michael Padilla, PTC Acquisitions
Claimant Lawyers(s): David Darnell
Respondent(s): Citigroup Global Markets., Morgan Stanley, Nat Di Carlo, Robert Martensen, Smith Barney, Smith Barney Consulting Group, The Catalina Group
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Dorothy B. Strackbein, David W. Dresnick, Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
| 10-03414 | 10/31/2011 | Claimant(s): Jack McClure, Phyllis McClure, Jack McClure Jr., Individual Retirement, Phyllis D. McClure IRA
Claimant Lawyers(s): Kurtis J. Ward
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jan Preece Gaddis, Wilburta Ann Willey, Vicki J. Limas
Hearing Site: Oklahoma City, OK
| | $57,335 |
| 10-02151 | 10/27/2011 | Claimant(s): Bernard Millis
Claimant Lawyers(s): Bernard Millis
Respondent(s): Frederick Wagner, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, James Fruehling, Robert C. Scanlan
Hearing Site: Philadelphia, PA
| | $0 |
| 11-00045 | 10/25/2011 | Claimant(s): Michael Mohan
Claimant Lawyers(s): Joseph P. Webber
Respondent(s): Citigroup Global Markets., Morgan Stanley, Robert Marwill, Steven Mechlowicz
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): James E. Schlottmann, Jerry C. Prestridge, Bertrand C. Moser
Hearing Site: Houston, TX
| | $674,755 |
| 10-02994 | 10/19/2011 | Claimant(s): Royce Thornton, Willie Thornton
Claimant Lawyers(s): Royce Thornton
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): John G. Manley
Hearing Site: Birmingham, AL
| | Expungement |
| 10-05322 | 10/10/2011 | Claimant(s): Jayakumar Muthukamatchi, Jayakumar Muthukamatchi IRA
Claimant Lawyers(s): Jayakumar Muthukamatchi
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Ira G. Rosenstein
Arbitrator(s): Jim Geiger
Hearing Site: Wilmington, DE
| | $0 |
