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FINRA Awards for Ilene T. Gormly

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0225006/13/2024Claimant(s): Daniel Voigt, Lauren Voigt
Claimant Lawyers(s): Daniel Voigt
Respondent(s): Lion Street Financial
Respondent Lawyers(s): Max C. Rudolf
Arbitrator(s): Ilene T. Gormly, Andrew Barton, Robert Lee Walters
Hearing Site: Denver, CO
Checkmark IconExpungement
19-0185501/28/2022Claimant(s): David Frost
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Ilene T. Gormly, Robert J. Carlson, Joseph Neal Richardson
Hearing Site: Wichita, KS
Checkmark Icon$0
19-0119901/26/2022Claimant(s): Pamela A. Frost IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Kelley L Cornelius, Ilene T. Gormly, Lawrence R. Maxwell
Hearing Site: Wichita, KS
Checkmark Icon$60,205
17-0282201/25/2022Claimant(s): Jerome Kemper, Larry Grondahl, Peggy Monette, Clinton and Pamela Rasmussen, Gregory and Vickie Heller, Kenneth and Kristine Kuhn, Mark and Kari Kringen, Steven and Elaine Sinness, Connie E. Lee Living Trust
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner, Lebenthal & Co.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Herbert Liberman, P J Boylan, Ilene T. Gormly
Hearing Site: Bismarck, ND
Checkmark IconExpungement
18-0331908/22/2019Claimant(s): Thomas Mellish
Claimant Lawyers(s): Jason T Albin
Respondent(s): David Bartfeld, Edward Jones
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Thaddeus J. Tecza, Ilene T. Gormly, Dennis C Moore
Hearing Site: Denver, CO
Checkmark Icon$0
17-0185709/05/2018Claimant(s): IRA of Jonathan M. Seltzer, IRA of Susan O. Seltzer, SEP IRA of Jonathan M. Seltzer, Rev Trust of Jonathan M. Seltzer, Rev Trust of Susan O. Seltzer
Claimant Lawyers(s): Jonathan and Susan Seltzer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Shawn Larsen Bright
Arbitrator(s): Ilene T. Gormly, Tina Alison Davis, Rick Gale Doty
Hearing Site: Denver, CO
Checkmark Icon$0
16-0260609/18/2017Claimant(s): Mary Jane Rodemeyer, Ronald Rodemeyer, The Rodemeyer Family Trust DTD 09/08/199
Claimant Lawyers(s): D. Daxton White
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO
Checkmark IconExpungement
16-0039405/23/2017Claimant(s): Interactive Brokers
Claimant Lawyers(s): Daniel A. Spector
Respondent(s): Todd Rinaldi
Respondent Lawyers(s): Todd Rinaldi
Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Jeffrey Thomas
Hearing Site: Denver, CO
Checkmark Icon$0
15-0170209/28/2016Claimant(s): Faith Magill
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Ilene T. Gormly, Robert H. Ottesen, Rey Hernandez Julian
Hearing Site: Denver, CO
Checkmark Icon$0
09-0712105/19/2011Claimant(s): Joan Postell, The Estate of Robert Postell
Claimant Lawyers(s): William G. Leonard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Daniel H. Kolber, Ilene T. Gormly, Fred J. Pinckney
Hearing Site: Atlanta, GA
Checkmark Icon$520,283

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