| 23-02464 | 05/09/2024 | Claimant(s): Christian Blees
Claimant Lawyers(s): Christian W. Blees
Respondent(s): David Wolfe
Respondent Lawyers(s): David Sanford Wolfe
Arbitrator(s): Ilene T. Gormly, Eileen Joan Carpenter, William E Murray
Hearing Site: Denver, CO
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| 17-03511 | 03/13/2020 | Claimant(s): Gregory Zimmerman, Staci Walls
Claimant Lawyers(s): Aaron Israels
Respondent(s): Alps Distributors., Alps Portfolio Solutions Distributor Inc
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO
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| 18-01845 | 03/13/2020 | Claimant(s): Yang Song
Claimant Lawyers(s): Yang Lucas Song
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Carla B. Minckley
Hearing Site: Denver, CO
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| 18-02333 | 12/09/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Beau Pollard, Jason Baer
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Michael S. Matek, Ilene T. Gormly, Margaret Ann Barrington
Hearing Site: Denver, CO
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| 16-00293 | 12/13/2018 | Claimant(s): John Everson, Rosalie Everson
Claimant Lawyers(s): James Thomaidis
Respondent(s): Edward Jones
Respondent Lawyers(s): Thomas H. Wagner
Arbitrator(s): Ilene T. Gormly, Marilyn R. Lewis, Carol L. Roslund
Hearing Site: Denver, CO
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| 16-02137 | 05/24/2018 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Ryan Duffy
Respondent(s): Ben Torrez
Respondent Lawyers(s): Ben Dean Torrez
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO
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