| 06-02926 | 11/13/2007 | Claimant(s): Madalyn Friedberg, Stephen Friedberg, Barbara J. Friedberg Irrevocable Trust, Hilary F. Friedberg Irrevocable Trust, Jacob Friedberg Trust, Lazar David Friedberg Trust, Tyler Forrest Friedberg Trust
Claimant Lawyers(s): Leslie Trager
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Robert Manfredo, Hugh N. Fryer, April D. Bowie
Hearing Site: New York, NY
|  | $162,050 |
| 07-02051 | 11/09/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Econotek
Respondent Lawyers(s): President or Compliance Officer
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
| 07-00312 | 11/09/2007 | Claimant(s): The Estate of George Mallouk
Claimant Lawyers(s): John T. McNamara
Respondent(s): Citigroup Global Markets., Otto Betz III
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Pamela H. Roderick, Bernard Korman, Bruce Alan Whiteford
Hearing Site: New York, NY
| | $20,000 |
| 07-01038 | 11/02/2007 | Claimant(s): Joe Stringer
Claimant Lawyers(s): Joe Robert Stringer
Respondent(s): J.P. Morgan Securities., Citigroup Global Markets., Mellon Securities LLC
Respondent Lawyers(s): Alejandro Schwed, Anthony J. Galioto, Bradley J. Johnson
Arbitrator(s): William E. Hartsfield, Cheryl Jerome Moore, Joseph A. Vicario
Hearing Site: Dallas, TX
| | $0 |
| 06-02459 | 10/30/2007 | Claimant(s): Susan Beesmyer, Beesmyer Family Trust Agreement 10/96
Claimant Lawyers(s): J. Emery Barker
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Charles W. Herf, Allan Levey, Merton E. Marks
Hearing Site: Phoenix, AZ
| | $25,000 |
| 07-00039 | 10/24/2007 | Claimant(s): Mary Patnik
Claimant Lawyers(s): Leonard W. Yelsky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael A. Ungar
Arbitrator(s): Richard R. Edmister, Mark L. Ferris, Gary B. Deutsch
Hearing Site: Cleveland, OH
| | $0 |
| 06-04636 | 10/16/2007 | Claimant(s): Diane Gilmore, Timothy Gilmore, Gilmore Family 1998 Trust
Claimant Lawyers(s): Sean M. Kneafsey
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Steven Gourley, Arthur T. Berggren, David Nielsen
Hearing Site: Los Angeles, CA
| | $63,577 |
| 06-04885 | 10/15/2007 | Claimant(s): Neil Roberts
Claimant Lawyers(s): Neil E. Roberts
Respondent(s): Citigroup Global Markets., Robert Snyder
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Harold N. Mack
Hearing Site: Boston, MA
| | $0 |
| 06-05403 | 10/11/2007 | Claimant(s): Elizabeth deStwollinski, Lance deStwolinski, Lance deStwolinski Revocable Trust
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael P. Manly
Arbitrator(s): Rhonda S. McCarthy, Frederick S. Cassman, Lawrence P. McLellan
Hearing Site: Omaha, NE
| | $0 |
| 05-05589 | 09/27/2007 | Claimant(s): Thomas Hodges
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Christopher Kelts, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert S. Zuckerman, Frank Samuel Perri, Lisa Bass Morris
Hearing Site: Charlotte, NC
| | $0 |
