| 10-00125 | 11/09/2010 | Claimant(s): Anna Kazar
Claimant Lawyers(s): Elizabeth Hendricks
Respondent(s): Citigroup Global Markets., John Hochstrasser
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Steven A. Infante
Hearing Site: New York, NY
|  | $0 |
| 09-05821 | 11/08/2010 | Claimant(s): Robert Hoge
Claimant Lawyers(s): Robert H. McKnight
Respondent(s): Christopher Payne, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris
Hearing Site: Atlanta, GA
| | $0 |
| 10-00214 | 10/26/2010 | Claimant(s): Stuart Suskind
Claimant Lawyers(s): Stuart P. Suskind
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $23,478 |
| 09-04699 | 10/20/2010 | Claimant(s): Jill Trade, Paigow II
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Laurie E. Law, Jay Lawrence Witkin, Gregory B. Wood
Hearing Site: Las Vegas, NV
| | $0 |
| 09-03682 | 10/15/2010 | Claimant(s): James Vogel
Claimant Lawyers(s): Thomas H. Tucker
Respondent(s): Citigroup Global Markets., Peter Dolan, Troy Rothmann
Respondent Lawyers(s): Peter C Dolan, William A. Hohauser
Arbitrator(s): Morris J. Levin, Marilyn H. Zuckerman, John Joseph Cotter
Hearing Site: Boston, MA
| | $30,000 |
| 09-03251 | 10/06/2010 | Claimant(s): Larry Hagman, Larry Hagman IRA CGM IRA Custodian, Larry Hagman Rollover IRA CGM, Larry Hagman & Maj I. Hagman Rev Trust, The Hagman Insurance Trust UAD 03/21/06
Claimant Lawyers(s): Philip Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Michael W. Delaney, Kenneth E. Kreh, Peter D. Steinbroner
Hearing Site: Los Angeles, CA
| | $11,118,800 |
| 09-00297 | 10/01/2010 | Claimant(s): Rick and Patricia Howard
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Stan West, Ralph H. Emer, Mervyn A. Feinstein
Hearing Site: Boca Raton, FL
| | $0 |
| 09-02318 | 09/30/2010 | Claimant(s): Joyce Yabkow
Claimant Lawyers(s): Michael B. Specht
Respondent(s): Citigroup Global Markets., William Burns
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert Manfredo, Evonne W.J. Tolbert, Martin H. Zern
Hearing Site: New York, NY
| | Expungement |
| 09-04885 | 09/30/2010 | Claimant(s): Robert Finkelstein
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $30,000 |
| 09-02491 | 09/23/2010 | Claimant(s): Vikki Okasaki
Claimant Lawyers(s): Vikki Okasaki
Respondent(s): Citigroup Global Markets., Paul Couch
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Philip H. Marmurowski, Stephen F. Kempa, Dee Newell
Hearing Site: Las Vegas, NV
| | $15,500 |
