09-03119 | 09/27/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. MacAvoy Respondent(s): Andrea Smith Respondent Lawyers(s): Steven C. Earl Arbitrator(s): Eli Bensky, Joshua D. Wallach, Ross D. Friend Hearing Site: Houston, TX
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09-01736 | 09/24/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): David Berman Respondent Lawyers(s): David T. Berman Arbitrator(s): Marcy R. Greer Hearing Site: Clearwater, FL
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10-00370 | 09/23/2010 | Claimant(s): Christopher Driscoll Claimant Lawyers(s): Christopher Driscoll Respondent(s): Granite Associates, Joseph Stevens & Co.. Respondent Lawyers(s): Giovanni Migliaccio, Joseph Sorbara Arbitrator(s): Jeffrey G. Sommers Hearing Site: New York, NY
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08-01373 | 09/22/2010 | Claimant(s): Obsidian Financial Group Claimant Lawyers(s): Brian Reis Respondent(s): Vincent Bentivegna Respondent Lawyers(s): Vincent Dominic Bentivegna Arbitrator(s): Peter A. Goldman, Daniel Robbins, Martin J. Malia Hearing Site: New York, NY
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09-05975 | 09/22/2010 | Claimant(s): Ron Bekins Claimant Lawyers(s): Ron Bekins Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Frances D. Sheehy, Mary H. Cory, Charles R. Smith Hearing Site: Boca Raton, FL
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09-04955 | 09/21/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Troy Joseph Respondent Lawyers(s): Troy A. Joseph Arbitrator(s): Perry Lee Taylor Hearing Site: Atlanta, GA
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09-06625 | 09/21/2010 | Claimant(s): John Conroy, Kevin Brennan Claimant Lawyers(s): John Conroy, Kevin Brennan Respondent(s): James Maurer Respondent Lawyers(s): James W. Maurer Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY
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10-01784 | 09/21/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D. Weinreich Respondent(s): Patrick Garcia Respondent Lawyers(s): Patrick A. Garcia Arbitrator(s): Saul Scheier Hearing Site: Newark, NJ
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10-01582 | 09/20/2010 | Claimant(s): David Le Munyon Claimant Lawyers(s): David S Le Munyon Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Kenneth J. Turnbull, Patricia E. Cowart Arbitrator(s): Dwight Wassong Hearing Site: Newark, NJ
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09-06416 | 09/17/2010 | Claimant(s): Norman Malo Claimant Lawyers(s): Brian J. Ellis Respondent(s): Adele D'Lando, Benita Axel, Bessie Selz, Bruce Brauner, Carol Raben, Daniel Balko, Denise Marino, Edward Asch, Ethel Zebitz, Gary Weisman, Gerard Axel, Gloria Nadler, Helene Lipschutz, Herman Nadler, Holly Colangelo, Jacqueline Mishory, Joseph Messina, Joseph Nemeth, Joseph Schwartz, Judy Berlin, et al Respondent Lawyers(s): Scott L. Silver Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY
| | Expungement |