Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-00492 | 09/30/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): Avelino Cortina Respondent Lawyers(s): Dana Robinson Arbitrator(s): Fred T. Kallet, James D. Knotter, Katherine Jane Morris Hearing Site: San Diego, CA | ||
| 09-01731 | 09/30/2010 | Claimant(s): James Wikert Claimant Lawyers(s): C. Bruce Willis Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Robert L. Yeager Hearing Site: Dallas, TX | ||
| 09-02028 | 09/30/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Ronald P. Kane Respondent(s): Thomas Bridge Respondent Lawyers(s): Thomas C. Bridge Arbitrator(s): Mark C. Perry, Walter B. Bancroft, James W. Geiger Hearing Site: Boca Raton, FL | ||
| 10-00702 | 09/30/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Michael Forbes Respondent Lawyers(s): Brent V. Manning Arbitrator(s): Robert S. McConnell, Dennis Dowd, George H. Speciale Hearing Site: Salt Lake City, UT | ||
| 10-01236 | 09/30/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Brady J. Hermann Respondent(s): Thomas Vertin Respondent Lawyers(s): Thomas Brian Vertin Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 09-05108 | 09/29/2010 | Claimant(s): Wells Fargo Advisors, fka Wachovia Claimant Lawyers(s): Craig D. Stein Respondent(s): Ivan Pulido Respondent Lawyers(s): David R. Chase Arbitrator(s): Lewis J. Levey, Barth Satuloff, Neil J. Berman Hearing Site: Miami, FL | ||
| 09-05605 | 09/29/2010 | Claimant(s): John Cassandra Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Christopher Hickman Respondent Lawyers(s): Mark J. Hanna Arbitrator(s): Lawrence M. Green Hearing Site: Boca Raton, FL | ||
| 09-01179 | 09/28/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Tricia Landry Respondent Lawyers(s): Brian D. Rich Arbitrator(s): Roger L. Crossland, Steven R. Rolnick, Jack B. Golden Hearing Site: Hartford, CT | ||
| 10-01058 | 09/28/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Megan Gutierrez Respondent Lawyers(s): Megan Jean Gutierrez Arbitrator(s): Jeff Abrams Hearing Site: Albuquerque, NM | ||
| 10-01447 | 09/28/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): James Day Respondent Lawyers(s): James Robert Day Arbitrator(s): Mandel E. Himelstein Hearing Site: Los Angeles, CA |