Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06883 | 05/02/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Daniel Carmo Respondent Lawyers(s): Sean M. Sullivan Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA | ||
| 10-04312 | 05/02/2011 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Keith Golden Respondent Lawyers(s): Keith Alan Golden Arbitrator(s): Richard Charles Hotvedt Hearing Site: Boca Raton, FL | ||
| 10-05012 | 05/02/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Teddy Ezzell Respondent Lawyers(s): Teddy R Ezzell Arbitrator(s): Dennis R. Frohlich Hearing Site: Denver, CO | ||
| 10-05592 | 04/29/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): James Queen Respondent Lawyers(s): James Allen Queen Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA | ||
| 09-06101 | 04/28/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): John Downs Respondent Lawyers(s): William S. Wolfson Arbitrator(s): E. William Pastor Hearing Site: Philadelphia, PA | ||
| 10-02883 | 04/28/2011 | Claimant(s): Lawrence Stavitski, Michael Halen, Peter Doyle, Raymond Doyle, Samual Suhaka Claimant Lawyers(s): Robyn Gnudi Kalocsay Respondent(s): Randolph Hill Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 10-03294 | 04/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Kevin Mccoy Respondent Lawyers(s): Kevin M. Mccoy Arbitrator(s): Robert H. Putnam Hearing Site: Houston, TX | ||
| 10-04655 | 04/27/2011 | Claimant(s): Alex Glushanok Claimant Lawyers(s): Mitchell H. Cobert Respondent(s): Metlife Securities., Metropolitan Life Insurance Co. Respondent Lawyers(s): Steven Yarusinsky Arbitrator(s): Richard D. DeVita Hearing Site: Newark, NJ | ||
| 10-04926 | 04/27/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Khairi Abdur-Rahman Respondent Lawyers(s): Khairi Dwayne Abdur-Rahman Arbitrator(s): Steven R. Rolnick Hearing Site: Boston, MA | ||
| 10-05187 | 04/27/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Carolyn LaMar Respondent(s): Richard Goldman Respondent Lawyers(s): Richard Goldman Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ |