Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06045 | 07/06/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Brian Wiegand Respondent Lawyers(s): Henry Nguyen Arbitrator(s): Irwin Kahn Hearing Site: New York, NY | ||
| 10-02871 | 07/06/2011 | Claimant(s): Greg Kipple Claimant Lawyers(s): Todd Gutfleisch Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Alan J. Blocher, Ronald P. Wertheim, Jason Thomas Laird Hearing Site: Philadelphia, PA | ||
| 10-03345 | 07/06/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Stuart Pearl Respondent Lawyers(s): Ronald M. Amato Arbitrator(s): Donald W. Cohen Hearing Site: Chicago, IL | ||
| 11-00386 | 07/06/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Julian W. Wells Respondent(s): James Porrazzo Respondent Lawyers(s): James M. Porrazzo Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 09-02278 | 07/01/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): Anthony Orefice Respondent Lawyers(s): Robert D. Kraus Arbitrator(s): James M. Baumann, Patrick J. Howley, Edward W. Morris Hearing Site: New York, NY | ||
| 10-03740 | 07/01/2011 | Claimant(s): GLB Trading Claimant Lawyers(s): Lori S. Varaich Respondent(s): Richard McCain Respondent Lawyers(s): Tim Davis Arbitrator(s): Robert L. Yeager Hearing Site: Dallas, TX | ||
| 10-04761 | 07/01/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Jamie Dick Respondent Lawyers(s): Jamie Dick Arbitrator(s): Herbert Murez Hearing Site: Las Vegas, NV | ||
| 10-01866 | 06/30/2011 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): Pauline Sheedy Respondent Lawyers(s): Peter F. Carr Arbitrator(s): Shari B. Broder Hearing Site: Boston, MA | ||
| 09-04144 | 06/29/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Paul T. Cahill Respondent(s): Vince Dimaggio Respondent Lawyers(s): Daria Dub Carlson Arbitrator(s): Gary A. Hooker, Sean B. Meehan, James G. Gillivan Hearing Site: San Francisco, CA | ||
| 09-04735 | 06/29/2011 | Claimant(s): Karl Hahn Claimant Lawyers(s): Karl Edward Hahn Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Andrew T. Solomon Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, Gene M. Bauer Hearing Site: Boston, MA |