Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05299 | 11/04/2011 | Claimant(s): Daniel Strebler Claimant Lawyers(s): Bruce H. Wilson Respondent(s): Morgan Stanley & Co., Morgan Stanley Financial Advisor Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Ellen Holland Keller Hearing Site: Cleveland, OH | ||
| 10-06181 | 11/04/2011 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 11-01593 | 11/04/2011 | Claimant(s): Daniel Robertson Claimant Lawyers(s): Daniel Scott Robertson Respondent(s): Capwest Securities. Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): Marvin Elster Hearing Site: Richmond, VA | ||
| 11-02428 | 11/04/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Irene Maxwell Respondent Lawyers(s): Irene Faye Maxwell Arbitrator(s): F. Conger Fawcett Hearing Site: San Francisco, CA | ||
| 11-00171 | 11/03/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Matthew Schurter Respondent(s): Ryan Cole Respondent Lawyers(s): Ryan Patrick Cole Arbitrator(s): John A. Bender Hearing Site: Portland, OR | ||
| 09-06674 | 11/02/2011 | Claimant(s): Drew Freides Claimant Lawyers(s): R. Rogge Dunn Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): David J. Anderson, Edward A. Trabin, Robert Bruce MacDonald Hearing Site: Los Angeles, CA | ||
| 10-03544 | 11/02/2011 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): William B. Fleming Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Allan N. Taffet Arbitrator(s): Larry A. Kimmel, Maive R. Dale, Michael Ross Hearing Site: New York, NY | ||
| 10-03939 | 11/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Ralph Jones Respondent Lawyers(s): Krista L. Tushar Arbitrator(s): William F. Skewes, Martin M. Berliner, James J. Ashe Hearing Site: Denver, CO | ||
| 10-04464 | 11/02/2011 | Claimant(s): Jeffrey Jankowski Claimant Lawyers(s): Jeffrey Joseph Jankowski Respondent(s): Anthony Campen, Daniel Lempe, Presidential Brokerage. Respondent Lawyers(s): Anthony J. Campen Arbitrator(s): Gerhard L. Schopen Hearing Site: Denver, CO | ||
| 10-05099 | 11/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Si Lee Respondent Lawyers(s): Si Ball Lee Arbitrator(s): J. Maxwell Williams Hearing Site: Houston, TX |