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FINRA Awards for F. Conger Fawcett

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0242811/04/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Irene Maxwell
Respondent Lawyers(s): Irene Faye Maxwell
Arbitrator(s): F. Conger Fawcett
Hearing Site: San Francisco, CA
09-0376501/21/2010Claimant(s): Randel Kendall, The Kendall Family Living Trust
Claimant Lawyers(s): Seth L. Hanson
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Branden O. Wilhelm
Arbitrator(s): F. Conger Fawcett
Hearing Site: San Francisco, CA
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