| 13-03509 | 08/12/2015 | Claimant(s): Ruben Gardner
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Diana A. Weiner, Jacquelyn M. Shannon, Eric Zimmer
Hearing Site: Tampa, FL
| | $0 |
| 14-03384 | 08/12/2015 | Claimant(s): Reliastar Life Insurance Company, Voya America Equities.
Claimant Lawyers(s): Hillard M. Sterling
Respondent(s): James Boldischar
Respondent Lawyers(s): Diana C. Taylor
Arbitrator(s): Philip J. Glick, G. Marshall Abbey, Alfonso Cobb
Hearing Site: Chicago, IL
| | $0 |
| 15-00588 | 08/12/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Demian J. Betz
Respondent(s): Brian Peters
Respondent Lawyers(s): Brian David Peters
Arbitrator(s): Donald B. Vaden
Hearing Site: Charlotte, NC
| | $0 |
| 14-01312 | 08/11/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Nick Hsieh
Respondent Lawyers(s): Thomas J. McCabe
Arbitrator(s): Richard W. Cutler, Michele S. Riley, Mark J. Happe
Hearing Site: New York, NY
| | $0 |
| 15-00683 | 08/11/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Kenneth Comstock
Respondent Lawyers(s): Kenneth Alan Comstock
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
| | $0 |
| 15-00655 | 08/10/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Steven Satter
Respondent(s): Peter Reinhart
Respondent Lawyers(s): Peter Reinhart
Arbitrator(s): Jerry D. Mc Cormack
Hearing Site: Milwaukee, WI
| | $0 |
| 15-00893 | 08/10/2015 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Glenn Beyer
Respondent Lawyers(s): Glenn Ivan Beyer
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | $0 |
| 12-01802 | 08/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Robert White
Respondent Lawyers(s): John E. Sutherland
Arbitrator(s): B. John Dill, David J. Kaufman, Carol Di Natale
Hearing Site: Boston, MA
| | $0 |
| 13-02466 | 08/06/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Timothy Miller
Respondent Lawyers(s): Joseph R. West
Arbitrator(s): Peter Edward Sheridan
Hearing Site: Philadelphia, PA
| | $0 |
| 14-02943 | 08/06/2015 | Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Rodney Cochran
Respondent Lawyers(s): Rodney C. Cochran
Arbitrator(s): Philip I. McConnell, Robert J. Gregory, Beverly Jo McKemie
Hearing Site: Dallas, TX
| | $0 |
