| 15-02553 | 03/29/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Joseph Yi
Respondent Lawyers(s): Joseph Yong Yi
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
| | $0 |
| 15-01607 | 03/25/2016 | Claimant(s): Daniel Silverstein
Claimant Lawyers(s): Daniel L. Silverstein
Respondent(s): Armen Karapetyan, Basis Financial
Respondent Lawyers(s): Armen Karapetyan
Arbitrator(s): Jerrold Levine
Hearing Site: Miami, FL
| | $0 |
| 15-02639 | 03/25/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique Heller
Respondent(s): David Cohn
Respondent Lawyers(s): David Edward Cohn
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | $0 |
| 12-04285 | 03/24/2016 | Claimant(s): Borislaw Kolev
Claimant Lawyers(s): Kristin Gallagher
Respondent(s): Deustsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Cheryl Feldman, Ronald J. Colombo, Herbert Sue
Hearing Site: New York, NY
| | $0 |
| 14-00212 | 03/24/2016 | Claimant(s): Newoak Capital LLC, Newoak Capital Markets LLC
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Alexander Sellinger, Bryan Nagy, Patrick Mahon, Samuel Warren, Brean Capital
Respondent Lawyers(s): Thomas J. Fleming
Arbitrator(s): Jeffrey F. Friedman, Steven J. Brill, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
| 14-03287 | 03/24/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Jason Ashcraft
Respondent Lawyers(s): David H. Wollins
Arbitrator(s): Jonathan H. Larson, Mary C. Davis, Jeffrey James Scott
Hearing Site: Denver, CO
| | $0 |
| 15-00134 | 03/24/2016 | Claimant(s): Yoav Karni
Claimant Lawyers(s): Ryan T. Dunn
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Dave Lenny
Arbitrator(s): Carl B. Noelke
Hearing Site: San Francisco, CA
| | $0 |
| 15-00338 | 03/24/2016 | Claimant(s): Alexander Barned
Claimant Lawyers(s): Michael A. Brockland
Respondent(s): Kevin Bachmann
Respondent Lawyers(s): Julie H. Firestone
Arbitrator(s): Gerald M. Gifford, Douglas G. Plank, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | $0 |
| 15-00461 | 03/24/2016 | Claimant(s): Albert Akerman
Claimant Lawyers(s): Avrohom Gefen
Respondent(s): CL Wealth Management, Cabot Lodge Securities LLC
Respondent Lawyers(s): Martin H. Kaplan, Martin Kaplan
Arbitrator(s): William G. Binckes, Robert E. Riccobono, Robert Michael O'Brien
Hearing Site: New York, NY
| | $0 |
| 14-03289 | 03/23/2016 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Thomas G. Draths
Respondent(s): Jose Riveron
Respondent Lawyers(s): Adis L. Riveron
Arbitrator(s): Marie G. Peterson
Hearing Site: Miami, FL
| | $0 |
