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FINRA Awards for Adis L. Riveron

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0328903/23/2016Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Thomas G. Draths
Respondent(s): Jose Riveron
Respondent Lawyers(s): Adis L. Riveron
Arbitrator(s): Marie G. Peterson
Hearing Site: Miami, FL

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