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FINRA Awards

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Displaying 4,511-4,520 out of 11,437 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0206206/18/2019Claimant(s): Daniel Abilevitz
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets., Citibank N.A.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John Caracciolo, Barry Stephen Spector, Howard Alan Grinsberg
Hearing Site: New York, NY
$0
18-0290506/18/2019Claimant(s): Alfred Matarazzo
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Philadelphia, PA
$0
15-0297206/17/2019Claimant(s): Kyrill Firshein
Claimant Lawyers(s): John D. Singer
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Dan Brecher, Mary Julia O'Connell, Candi Marie Halbert
Hearing Site: New York, NY
$0
18-0290806/17/2019Claimant(s): Marvin Ferguson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wachovia Securities Inc.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
$0
18-0333206/17/2019Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
$0
19-0013106/17/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
$0
19-0037706/17/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Humberto Vega
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
$0
18-0343906/14/2019Claimant(s): James Steele
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Cynthia A. DiMarco, Mark J. Russell, Brian John Gallagher
Hearing Site: New York, NY
$0
18-0353806/14/2019Claimant(s): Christopher Facka
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Boca Raton, FL
$0
19-0008106/14/2019Claimant(s): Levi Rachmanov
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Phx Financial.
Respondent Lawyers(s): Daniel Otoya
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
$0

11,437 Results

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