Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02390 | 12/23/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Thomas Allred Respondent Lawyers(s): Thomas Brian Allred Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 18-04449 | 12/23/2019 | Claimant(s): Marcus Kline Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Daniel M. White Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-00587 | 12/23/2019 | Claimant(s): Brian Armstrong Claimant Lawyers(s): Matt Wolper Respondent(s): First Financial Equity Corporation Respondent Lawyers(s): German A. Salazar Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-01114 | 12/23/2019 | Claimant(s): Brian Scanlon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-01370 | 12/23/2019 | Claimant(s): David Li Claimant Lawyers(s): Frances Menzer Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 19-00722 | 12/20/2019 | Claimant(s): James Sandager Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): William M. Azkoul Hearing Site: Des Moines, IA | ||
| 19-01987 | 12/20/2019 | Claimant(s): David McIlroy Claimant Lawyers(s): Susan M. Kelleher Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 18-04124 | 12/19/2019 | Claimant(s): Edward Cahill Claimant Lawyers(s): Thomas McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-00233 | 12/19/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Thomas Herber Respondent Lawyers(s): Thomas William Herber Arbitrator(s): Gary Kostow Hearing Site: San Francisco, CA | ||
| 19-01412 | 12/19/2019 | Claimant(s): Jeffrey Cashman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): David William Hickman Hearing Site: Seattle, WA |