| 19-03718 | 09/03/2020 | Claimant(s): Gonzalo Castano
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 20-00063 | 09/03/2020 | Claimant(s): Gabriel Taylor
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Diana Tabacopoulos
Arbitrator(s): Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
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| 20-00938 | 09/03/2020 | Claimant(s): Jeffrey Petrone
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): MMC Securities LLC
Respondent Lawyers(s): Francesca M. Lanpher
Arbitrator(s): Christopher J. Klein
Hearing Site: Boca Raton, FL
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| 18-03385 | 09/02/2020 | Claimant(s): Jill Hotvet
Claimant Lawyers(s): Michael Anthony Strauss
Respondent(s): First Wilshire Securities.
Respondent Lawyers(s): Michael Lieb
Arbitrator(s): George H. Casey, Joseph Howard Cooper, Thomas R. Watkins
Hearing Site: Los Angeles, CA
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| 18-03464 | 09/01/2020 | Claimant(s): Paul Valencia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer W. Persico
Arbitrator(s): Lita S Menkin, Mollie Wagner Neal, Bryan Myerson Ward
Hearing Site: Atlanta, GA
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| 19-03716 | 09/01/2020 | Claimant(s): Miguel Carrillo
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 19-00904 | 08/31/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert B Ericson
Respondent(s): Mark Ervin
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
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| 19-03693 | 08/31/2020 | Claimant(s): Paul Ewing
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Walnut Street Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Michael S. Matek
Hearing Site: Kansas City, MO
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| 20-00322 | 08/31/2020 | Claimant(s): Mark Schneider
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Michael S. Matek
Hearing Site: Omaha, NE
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| 19-02672 | 08/28/2020 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Peter Pavlakis
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Richard W. Cutler, Patricia Kathleen Costello, Leland Harris
Hearing Site: New York, NY
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