Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01265 | 12/01/2020 | Claimant(s): Dean Giella Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-01804 | 12/01/2020 | Claimant(s): Brian Walsh Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 20-02120 | 12/01/2020 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles B LaChaussee Respondent(s): Brian Matz Respondent Lawyers(s): Brian Joathan Matz Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA | ||
| 20-01462 | 11/30/2020 | Claimant(s): Timothy Atyeo Claimant Lawyers(s): Cory Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL | ||
| 20-00975 | 11/29/2020 | Claimant(s): Debra Kuper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 20-00663 | 11/27/2020 | Claimant(s): Daniel Misse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | ||
| 20-01436 | 11/27/2020 | Claimant(s): Elliot Ichinose Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-01691 | 11/27/2020 | Claimant(s): Voya Financial Advisors. Claimant Lawyers(s): Brian J Palmeri Respondent(s): John Arnold Respondent Lawyers(s): John Richard Arnold Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | ||
| 20-02065 | 11/27/2020 | Claimant(s): John Morris Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 20-02552 | 11/27/2020 | Claimant(s): Ettore Ventrice, Noah Rubin Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL |