Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02393 | 03/11/2021 | Claimant(s): Brian Drolet Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-02408 | 03/11/2021 | Claimant(s): GEORGE EWINS, RICHARD KOWALSKI Claimant Lawyers(s): Robert J. Moses Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | ||
| 20-02615 | 03/11/2021 | Claimant(s): Dwight Emanuelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02988 | 03/11/2021 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Mike West Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 20-03035 | 03/11/2021 | Claimant(s): Andrew Arnold Claimant Lawyers(s): Brian Luther Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): James A. McIntosh Hearing Site: Louisville, KY | ||
| 19-03679 | 03/10/2021 | Claimant(s): Kyra Kizirian Claimant Lawyers(s): Kyra L Kizirian Respondent(s): LPL Financial LLC, Eric Young, Keith Schmidt Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Lester Friedman, Jonathan H. Krotinger, Wendi Lee Eckardt Hearing Site: San Francisco, CA | ||
| 20-02727 | 03/10/2021 | Claimant(s): Roger Camp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 20-01516 | 03/09/2021 | Claimant(s): John Glenn Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): United Planners' Financial Services Of A Respondent Lawyers(s): David B. Hauer Arbitrator(s): Sally G. Williams Hearing Site: San Diego, CA | ||
| 20-01824 | 03/09/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Krista L. Elsasser Arbitrator(s): Kevin R. Zehe Hearing Site: Detroit, MI |