| 20-02793 | 09/09/2021 | Claimant(s): Robert Ryan
Claimant Lawyers(s): Zachary Morse
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 20-02930 | 09/09/2021 | Claimant(s): Craig Bonn
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 20-02728 | 09/08/2021 | Claimant(s): Robin Naylor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A Pizelo
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
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| 20-03028 | 09/08/2021 | Claimant(s): Joshua Stroud
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Sara B. Davis, Shelley Davenport
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Portland, OR
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| 20-03134 | 09/08/2021 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 21-00319 | 09/08/2021 | Claimant(s): Richard Kaplan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legacy Asset Securities.
Respondent Lawyers(s): Joseph R. Birkofer
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
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| 20-00630 | 09/07/2021 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David A. Paul
Respondent(s): Michael Brennan
Respondent Lawyers(s): Jessica A. Murzyn
Arbitrator(s): Jill Pilgrim, Jay Alan Kranis, Michael A Pickholz
Hearing Site: New York, NY
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| 21-00115 | 09/07/2021 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M. Monchik
Respondent(s): Joshua Vandress
Respondent Lawyers(s): Jon-Jorge Aras
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 20-00169 | 09/03/2021 | Claimant(s): Dominick Pagliaro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Elizabeth C. Polido
Arbitrator(s): Paul C. Tang, Carol Maria Luttati, Leland Harris
Hearing Site: New York, NY
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| 20-02449 | 09/03/2021 | Claimant(s): Gary Mattson
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Brookstreet Securities Corporation, Allstate Financial Services
Respondent Lawyers(s): Jennifer Novoselsky, Julie Mains
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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