21-00702 | 11/03/2021 | Claimant(s): Anibal Drelichman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.., Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Nicola Anne Murphy Arbitrator(s): Michael James Malone Hearing Site: Washington, DC
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21-01267 | 11/03/2021 | Claimant(s): Christian Risenmay Claimant Lawyers(s): Jake Jacobsen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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20-03645 | 11/02/2021 | Claimant(s): Javier Ovalles Claimant Lawyers(s): Javier Ovalles Respondent(s): Transamerica Investors Securities Corp. Respondent Lawyers(s): Misty A. Murray Arbitrator(s): William W. Haskell, Arocles Aguilar, Douglas J. Pavese Hearing Site: San Francisco, CA
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20-04117 | 11/02/2021 | Claimant(s): Kurt Kerrigan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX
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21-01307 | 11/02/2021 | Claimant(s): Stephen Biesinger Claimant Lawyers(s): Jake L. Jacobsen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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19-00633 | 11/01/2021 | Claimant(s): Chukwuemeka Nwasike Claimant Lawyers(s): Chiquita Hall-Jackson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Samuel Mauch Arbitrator(s): Mark L Miller, Leon Fox, Alicia Hilton Hearing Site: Chicago, IL
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20-00870 | 11/01/2021 | Claimant(s): Timothy Hourihan Claimant Lawyers(s): Francis D. Dibble Respondent(s): Dorene Mulholland, Voya Financial Partners, Voya Retirement Ins.and Annuity Co. Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Jim Geiger, Mae A. Brudner, Franklin Sariel Schwerin Hearing Site: Hartford, CT
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20-03795 | 11/01/2021 | Claimant(s): Edward Condon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Financial Products Respondent Lawyers(s): Peter Horacek Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
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21-00277 | 11/01/2021 | Claimant(s): Kevin Saia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Calton & Associates. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Ronald Harris Kisner Hearing Site: New York, NY
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19-01829 | 10/29/2021 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Aime Dempsey Respondent(s): Keith Melanson Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Arthur J. Giacomarra, Gene M. Bauer, Brady James Hermann Hearing Site: Boston, MA
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