| 07-00628 | 09/07/2007 | Claimant(s): Thomas Guerriero
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Mohamed Hussain
Respondent Lawyers(s): Mohamed Imran Hussain
Arbitrator(s): Edward Buscemi
Hearing Site: New York, NY
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| 05-04867 | 09/06/2007 | Claimant(s): Joseph Hinkley
Claimant Lawyers(s): Leon J. Greenspan
Respondent(s): Clifford Reid, Edward Rudiger, Marc Harrison, Reid & Rudiger
Respondent Lawyers(s): Joel Forman
Arbitrator(s): Robert L. Chase, Blossom Nicinski, Bernard Rosen
Hearing Site: New York, NY
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| 06-04210 | 09/05/2007 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas Volz
Respondent(s): Javier Ruedas
Respondent Lawyers(s): Dean R. Kitano
Arbitrator(s): Robert D. Sussin, Blaine Smith, Dennis A. Torres
Hearing Site: Los Angeles, CA
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| 06-01674 | 09/04/2007 | Claimant(s): Mark Quale
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol B. Trask
Arbitrator(s): Marc Kalish, Beryl I. Dulsky, Denis Frank
Hearing Site: Phoenix, AZ
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| 06-04623 | 08/30/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Christopher McAdoo
Respondent Lawyers(s): Patrick B. Calcutt
Arbitrator(s): Lawrence Zenville Rosenberg, George E. Bouse, Daniel B. Daugherty
Hearing Site: Tampa, FL
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| 07-00869 | 08/30/2007 | Claimant(s): Vision Securities.
Claimant Lawyers(s): Daniel Gallager
Respondent(s): Stephen Woods
Respondent Lawyers(s): Stephen John Woods
Arbitrator(s): Robert A. Vaccaro
Hearing Site: New York, NY
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| 05-05681 | 08/28/2007 | Claimant(s): Granite Associates
Claimant Lawyers(s): Catania Facher
Respondent(s): James Flower, Michael Resciniti, Richard Coleman, Thomas Tedeschi, Wayne Ford
Respondent Lawyers(s): Brett D. Zinner, Brian J. Neville
Arbitrator(s): Cecilia B. Loving, Ira S. Cure, Anthony Charles Ginetto
Hearing Site: New York, NY
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| 06-02961 | 08/28/2007 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Ron Kane
Respondent(s): Peyton Jackson
Respondent Lawyers(s): H. Bradley Evans
Arbitrator(s): Ralph S. Blascovich, Carole Rollinson, Wilson Thompson
Hearing Site: Washington, DC
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| 07-00623 | 08/28/2007 | Claimant(s): Pro-Integrity Securities.
Claimant Lawyers(s): William Perry
Respondent(s): Walter Clark
Respondent Lawyers(s): Walter Clark
Arbitrator(s): Catherine Ladnier
Hearing Site: Baltimore, MD
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| 06-04007 | 08/27/2007 | Claimant(s): Capital Growth Financial
Claimant Lawyers(s): Delmer C. Gowing
Respondent(s): Keith Gerr
Respondent Lawyers(s): Keith Gerr
Arbitrator(s): Arthur J. Leibell, Gary M. Landau, Walter John Chesney
Hearing Site: Boca Raton, FL
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