05-02206 | 12/07/2007 | Claimant(s): Phillip Mottini, Tim Smith Claimant Lawyers(s): Robin K. Perkins Respondent(s): Bernard Bunning Respondent Lawyers(s): Paul L. Cass Arbitrator(s): Joseph A. Lasky, Robert A. Bleicher, Gerald Joseph Wilfley Hearing Site: San Francisco, CA
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05-06450 | 12/07/2007 | Claimant(s): Ronald Goldman Claimant Lawyers(s): William R. Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): G. Thomas Fleming, Sheryl Skibbie Arbitrator(s): Donald S. Simons, Robert S. Fash, Robert E. Jenks Hearing Site: Los Angeles, CA
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07-02952 | 12/06/2007 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Brian I. Hays Respondent(s): Thomas Vance Respondent Lawyers(s): Thomas K. Vance Arbitrator(s): Laurie J. Butler Hearing Site: Los Angeles, CA
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06-05355 | 12/05/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ross E. Noble Respondent(s): Frank Parlato Respondent Lawyers(s): Frank C. Parlato Arbitrator(s): James P. Murphy, George Frederick Garris, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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05-00238 | 12/04/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Paul Clayton Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Robert W. Vernon, Paul J. Sipe, Barry E. Kersh Hearing Site: San Diego, CA
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07-01121 | 12/04/2007 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): Jeffrey Leo Respondent Lawyers(s): Jeffrey Christian Leo Arbitrator(s): William A. Hohauser Hearing Site: New York, NY
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04-04358 | 12/03/2007 | Claimant(s): Ameena Ali Claimant Lawyers(s): Timothy A. Canning Respondent(s): Robert Henderson, William Stenlund, Acument Securities. Respondent Lawyers(s): Marc S. Dobin, Robert Henderson Arbitrator(s): Melanie S. Cherdack, Jennifer Gwyn Klein, Charles Hoffman Hearing Site: Boca Raton, FL
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06-04392 | 12/03/2007 | Claimant(s): GunnAllen Financial Inc Claimant Lawyers(s): Jay Marc Israel Respondent(s): Wayne Lieberz Respondent Lawyers(s): Stuart A. Jackson Arbitrator(s): Michael Ross, Philip Florio, Brian R. Cohen Hearing Site: New York, NY
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07-02106 | 12/03/2007 | Claimant(s): Torc Investments and Research LLC Claimant Lawyers(s): Ben Delfin Respondent(s): DE Trading Respondent Lawyers(s): Eric Lichtenstein Arbitrator(s): John A. Astorina Hearing Site: New York, NY
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03-05904 | 11/30/2007 | Claimant(s): Alyson Johansen Claimant Lawyers(s): Gary A. Weissman Respondent(s): Washington Square Securities. Respondent Lawyers(s): Kenneth L. Dobkin Arbitrator(s): Albert A. Woodward, Frederick Ramos, Frederick C. Brown Hearing Site: Minneapolis, MN
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