07-03594 | 03/03/2009 | Claimant(s): Euro Pacific Capital. Claimant Lawyers(s): John D. Pernick Respondent(s): Kimberly Hardaker Respondent Lawyers(s): Byron D. Groves Arbitrator(s): Jonathan Schwartz, Mary M. O'Neil, Kendall C. Reed Hearing Site: Los Angeles, CA
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06-03052 | 03/02/2009 | Claimant(s): Lawrence Adelman Claimant Lawyers(s): Andrew A. Kabat Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Ronald P. Kane Arbitrator(s): James A. Laurenson, Mitchell B. Goldberg, Blanca E. Ortiz Hearing Site: Cleveland, OH
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07-03445 | 03/02/2009 | Claimant(s): Ralph Diaz Claimant Lawyers(s): Mark J. Astarita Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Thomas Sargant, Theodore L. Leeb, Mitchell Lee Marinello Hearing Site: Chicago, IL
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06-05265 | 02/27/2009 | Claimant(s): William Gomez Claimant Lawyers(s): William J. Clements Respondent(s): William Fretz, The Keystone Equities Group, L.P. Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Cornelius C. Clancy, Edward Blumstein, Ronald J. Bolognese Hearing Site: Philadelphia, PA
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07-02012 | 02/27/2009 | Claimant(s): AmTrust Investment Services. Claimant Lawyers(s): Max E. Dehn Respondent(s): David Kopsak, Jonathan Mesok, Robbin Guy, Charter One Financial., Charter One Investment Services Respondent Lawyers(s): Wm. Joseph Baker Arbitrator(s): Thomas C. Wagner, Sanford Heiser, Robert P. Weisberger Hearing Site: Cleveland, OH
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08-00797 | 02/27/2009 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): Scott J. Vold Respondent(s): Christopher Ernvall, Morgan Stanley & Co., Larry Bluhm, Michele Vanderlinde Respondent Lawyers(s): Eric S. Richards, John A. Hubbard Arbitrator(s): Kenneth J. Safran, Chris D. Kontos, William M. Azkoul Hearing Site: Detroit, MI
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08-00809 | 02/27/2009 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ed. Magarian Respondent(s): Vladimer Victor Respondent Lawyers(s): Vladimir Victor Arbitrator(s): James A. Laurenson Hearing Site: Cleveland, OH
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08-03206 | 02/27/2009 | Claimant(s): Fordham Financial Management Claimant Lawyers(s): Michael S. Colombo Respondent(s): Olori Hamilton Respondent Lawyers(s): Olori Dennis Hamilton Arbitrator(s): Martin Hunger Hearing Site: New York, NY
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08-03260 | 02/27/2009 | Claimant(s): Newbridge Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): David Katlic Respondent Lawyers(s): David Katlic Arbitrator(s): Lawrence M. Pitler Hearing Site: Boca Raton, FL
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08-00976 | 02/26/2009 | Claimant(s): Jason Reitelman Claimant Lawyers(s): Richard A. Stephens Respondent(s): Noble International Investments. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Howard I. Ralby, Alice J. Johnson, Mitchell F. Colen Hearing Site: Boca Raton, FL
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