| 08-04736 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York., Umpqua Holdings Corporation
Claimant Lawyers(s): Bruce L. Campbell, Justin C. Sawyer
Respondent(s): Adriel Gaines, Bradford Wear, Brian Schuler, Douglas Strand, John York, Morgan Stanley & Co., Norman Fincher
Respondent Lawyers(s): Peter M. Vial, Robert D. Stewart, Thomas V. Dulcich
Arbitrator(s): Justine Fischer, Gary F. Purpura, Gregory N. Smith
Hearing Site: Portland, OR
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| 08-04794 | 06/26/2009 | Claimant(s): Lincoln Investment Planning.
Claimant Lawyers(s): Joshua S. Ganz
Respondent(s): Joseph Rentler
Respondent Lawyers(s): Joseph John Rentler
Arbitrator(s): Dale A. Pope
Hearing Site: Pittsburgh, PA
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| 09-01473 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York.
Claimant Lawyers(s): Justin C. Sawyer
Respondent(s): Norman Fincher
Respondent Lawyers(s): Robert D. Stewart
Arbitrator(s):
Hearing Site: Portland, OR
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| 09-01475 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York.
Claimant Lawyers(s): Justin C. Sawyer
Respondent(s): Bradford Wear
Respondent Lawyers(s): Peter M. Vial
Arbitrator(s):
Hearing Site: Portland, OR
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| 08-01044 | 06/25/2009 | Claimant(s): Gerald Benjamin
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Navigant Capital Advisors, Navigant Consulting.
Respondent Lawyers(s): Phillip M. Goldberg
Arbitrator(s): Robert H. Putnam, Lawrence M. Oberdank, Susan Klaine Hughes
Hearing Site: Atlanta, GA
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| 08-01668 | 06/25/2009 | Claimant(s): Walter Woodrick
Claimant Lawyers(s): Paul M. Thomas
Respondent(s): Joe King, Raymond James & Associates.
Respondent Lawyers(s): Frederick S. Schrils, Robert Rudnicki
Arbitrator(s):
Hearing Site: New Orleans, LA
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| 08-00340 | 06/22/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Strand
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Matthew W. Schlegel, Gregory M. Gendron, Floyd E. Jamison
Hearing Site: Detroit, MI
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| 08-01809 | 06/22/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. Robert Abrams, Laura Jeanette Cognetti, Nikola Bjelajac
Hearing Site: Ft. Lauderdale, FL
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| 08-00072 | 06/19/2009 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Judy Louie
Respondent(s): Donald Peterson
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King
Hearing Site: Reno, NV
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| 08-04089 | 06/18/2009 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Chris Minor
Respondent Lawyers(s): Chris Minor
Arbitrator(s): Hyram A. Evans, Henry Kirke Cushing, Lisa A Randall-Haag
Hearing Site: Chicago, IL
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