08-04736 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York., Umpqua Holdings Corporation Claimant Lawyers(s): Bruce L. Campbell, Justin C. Sawyer Respondent(s): Adriel Gaines, Bradford Wear, Brian Schuler, Douglas Strand, John York, Morgan Stanley & Co., Norman Fincher Respondent Lawyers(s): Peter M. Vial, Robert D. Stewart, Thomas V. Dulcich Arbitrator(s): Justine Fischer, Gary F. Purpura, Gregory N. Smith Hearing Site: Portland, OR
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08-04794 | 06/26/2009 | Claimant(s): Lincoln Investment Planning. Claimant Lawyers(s): Joshua S. Ganz Respondent(s): Joseph Rentler Respondent Lawyers(s): Joseph John Rentler Arbitrator(s): Dale A. Pope Hearing Site: Pittsburgh, PA
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09-01473 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York. Claimant Lawyers(s): Justin C. Sawyer Respondent(s): Norman Fincher Respondent Lawyers(s): Robert D. Stewart Arbitrator(s): Hearing Site: Portland, OR
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09-01475 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York. Claimant Lawyers(s): Justin C. Sawyer Respondent(s): Bradford Wear Respondent Lawyers(s): Peter M. Vial Arbitrator(s): Hearing Site: Portland, OR
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08-01044 | 06/25/2009 | Claimant(s): Gerald Benjamin Claimant Lawyers(s): Andrew J. Bernstein Respondent(s): Navigant Capital Advisors, Navigant Consulting. Respondent Lawyers(s): Phillip M. Goldberg Arbitrator(s): Robert H. Putnam, Lawrence M. Oberdank, Susan Klaine Hughes Hearing Site: Atlanta, GA
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08-01668 | 06/25/2009 | Claimant(s): Walter Woodrick Claimant Lawyers(s): Paul M. Thomas Respondent(s): Joe King, Raymond James & Associates. Respondent Lawyers(s): Frederick S. Schrils, Robert Rudnicki Arbitrator(s): Hearing Site: New Orleans, LA
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08-00340 | 06/22/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Strand Respondent Lawyers(s): Jack J. Mazzara Arbitrator(s): Matthew W. Schlegel, Gregory M. Gendron, Floyd E. Jamison Hearing Site: Detroit, MI
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08-01809 | 06/22/2009 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Respondent Lawyers(s): Arbitrator(s): G. Robert Abrams, Laura Jeanette Cognetti, Nikola Bjelajac Hearing Site: Ft. Lauderdale, FL
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08-00072 | 06/19/2009 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Judy Louie Respondent(s): Donald Peterson Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King Hearing Site: Reno, NV
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08-04089 | 06/18/2009 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Chris Minor Respondent Lawyers(s): Chris Minor Arbitrator(s): Hyram A. Evans, Henry Kirke Cushing, Lisa A Randall-Haag Hearing Site: Chicago, IL
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